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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INN
801
Summit Hotel Properties
INN
$749M
$7.72M 0.02%
507,025
+258,110
+104% +$3.99M
AGCO icon
802
AGCO
AGCO
$7.45B
$7.65M 0.02%
107,100
+80,193
+298% +$5.72M
PDM
803
Piedmont Realty Trust
PDM
$1.23B
$7.65M 0.02%
390,179
-674
-0.2% -$13.4K
MEN
804
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$7.64M 0.02%
655,375
+92,739
+16% +$1.11M
PK icon
805
Park Hotels & Resorts
PK
$3.04B
$7.63M 0.02%
265,324
+136,697
+106% +$3.91M
DCT
806
DELISTED
DCT Industrial Trust Inc.
DCT
$7.62M 0.02%
129,553
-107,574
-45% -$6.37M
MGP
807
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$7.56M 0.02%
259,421
+17,799
+7% +$522K
PGX icon
808
Invesco Preferred ETF
PGX
$3.81B
$7.56M 0.02%
508,754
+28,684
+6% +$430K
EVR icon
809
Evercore
EVR
$12.3B
$7.55M 0.02%
83,839
+5,887
+8% +$491K
LXP icon
810
LXP Industrial Trust
LXP
$3.57B
$7.52M 0.02%
155,813
-9,912
-6% -$509K
MIE
811
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$7.5M 0.02%
731,498
+16,085
+2% +$158K
EOD
812
Allspring Global Dividend Opportunity Fund
EOD
$276M
$7.49M 0.02%
1,262,501
+110,644
+10% +$684K
VCV icon
813
Invesco California Value Municipal Income Trust
VCV
$516M
$7.47M 0.02%
593,568
-43,934
-7% -$564K
CXW icon
814
CoreCivic
CXW
$2.94B
$7.46M 0.02%
331,368
+81,586
+33% +$1.96M
CEM
815
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$7.43M 0.02%
97,315
+8,571
+10% +$589K
GMLP
816
DELISTED
Golar LNG Partners LP
GMLP
$7.41M 0.02%
325,138
-39,549
-11% -$867K
TCOM icon
817
Trip.com Group
TCOM
$29.3B
$7.39M 0.02%
167,621
+14,824
+10% +$709K
CTR
818
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.38M 0.02%
127,102
-526
-0.4% -$30.6K
USCR
819
DELISTED
U S Concrete, Inc.
USCR
$7.38M 0.02%
88,278
+26,473
+43% +$2.08M
NAC icon
820
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$7.38M 0.02%
515,941
-213,121
-29% -$3.12M
STAY
821
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$7.29M 0.02%
383,887
+41,080
+12% +$766K
DECK icon
822
Deckers Outdoor
DECK
$13.4B
$7.29M 0.02%
545,016
-6,816
-1% -$81.6K
EGRX
823
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$7.28M 0.02%
136,196
-5,466
-4% -$304K
NSL
824
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.27M 0.02%
1,117,422
+15,182
+1% +$100K
CHKP icon
825
Check Point Software Technologies
CHKP
$13B
$7.26M 0.02%
70,051
+163
+0.2% +$17.7K
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.