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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDM
801
Piedmont Realty Trust
PDM
$1.23B
$7.88M 0.02%
390,853
-16,239
-4% -$331K
JACK icon
802
Jack in the Box
JACK
$310M
$7.87M 0.02%
77,267
+6,816
+10% +$652K
CHW
803
Calamos Global Dynamic Income Fund
CHW
$524M
$7.86M 0.02%
869,777
+199,179
+30% +$1.75M
AGG icon
804
iShares Core US Aggregate Bond ETF
AGG
$137B
$7.85M 0.02%
71,658
-2,748
-4% -$302K
NKX icon
805
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$648M
$7.79M 0.02%
494,164
+37,708
+8% +$597K
CRAY
806
DELISTED
Cray, Inc.
CRAY
$7.79M 0.02%
400,592
-1,147
-0.3% -$21.7K
HHH icon
807
Howard Hughes
HHH
$3.8B
$7.78M 0.02%
69,234
-2,114
-3% -$241K
FLO icon
808
Flowers Foods
FLO
$1.5B
$7.76M 0.02%
412,376
-30,712
-7% -$545K
JRO
809
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$7.74M 0.02%
654,647
+25,841
+4% +$303K
TTC icon
810
Toro Company
TTC
$8.63B
$7.74M 0.02%
124,719
+9,053
+8% +$607K
BHE icon
811
Benchmark Electronics
BHE
$2.87B
$7.73M 0.02%
226,449
+157,172
+227% +$5.16M
B
812
Barrick Mining
B
$60.9B
$7.71M 0.02%
478,912
+64,147
+15% +$1.07M
CC icon
813
Chemours
CC
$2.46B
$7.7M 0.02%
152,197
-2,769
-2% -$131K
VMW
814
DELISTED
VMware, Inc
VMW
$7.69M 0.02%
70,472
-15,629
-18% -$1.54M
CAL icon
815
Caleres
CAL
$422M
$7.69M 0.02%
251,855
+206,082
+450% +$5.57M
MCA
816
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$7.68M 0.02%
497,193
+39,715
+9% +$608K
MELI icon
817
Mercado Libre
MELI
$95B
$7.66M 0.02%
29,585
+986
+3% +$261K
GXP
818
DELISTED
Great Plains Energy Incorporated
GXP
$7.62M 0.02%
251,477
+7,192
+3% +$220K
CFR icon
819
Cullen/Frost Bankers
CFR
$10.4B
$7.62M 0.02%
80,254
+52,519
+189% +$4.75M
HLF icon
820
Herbalife
HLF
$1.25B
$7.61M 0.02%
224,324
-25,634
-10% -$877K
ZBRA icon
821
Zebra Technologies
ZBRA
$13.7B
$7.59M 0.02%
69,890
+9,662
+16% +$992K
CVI icon
822
CVR Energy
CVI
$3.71B
$7.59M 0.02%
293,003
+5,670
+2% +$121K
SAIC icon
823
Saic
SAIC
$4.89B
$7.58M 0.02%
113,311
+9,599
+9% +$666K
BBDC icon
824
Barings BDC
BBDC
$859M
$7.56M 0.02%
529,292
-25,074
-5% -$378K
INF
825
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$7.55M 0.02%
558,836
-32,493
-5% -$441K
31 32
33
34 35

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.