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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
801
Two Harbors Investment
TWO
$1.27B
$7.45M 0.02%
97,089
+10,554
+12% +$770K
TIME
802
DELISTED
Time Inc.
TIME
$7.43M 0.02%
383,985
-43,466
-10% -$824K
RA
803
Brookfield Real Assets Income Fund
RA
$708M
$7.42M 0.02%
325,796
-146,761
-31% -$3.36M
GMZ
804
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$7.41M 0.02%
99,159
-1,629
-2% -$122K
RUN icon
805
Sunrun
RUN
$2.34B
$7.37M 0.02%
1,365,420
-14,954
-1% -$83.2K
PGX icon
806
Invesco Preferred ETF
PGX
$3.81B
$7.36M 0.02%
496,587
-54,533
-10% -$798K
SFM icon
807
Sprouts Farmers Market
SFM
$8.13B
$7.34M 0.02%
317,575
+206,279
+185% +$4.04M
MBB icon
808
iShares MBS ETF
MBB
$38.9B
$7.28M 0.02%
68,302
+1,726
+3% +$183K
OZK icon
809
Bank OZK
OZK
$5.6B
$7.27M 0.02%
139,765
-7,832
-5% -$421K
RGA icon
810
Reinsurance Group of America
RGA
$15.5B
$7.26M 0.02%
57,161
+10,826
+23% +$1.37M
VGM icon
811
Invesco Trust Investment Grade Municipals
VGM
$548M
$7.26M 0.02%
558,616
-6,684
-1% -$86.6K
BGH
812
Barings Global Short Duration High Yield Fund
BGH
$282M
$7.25M 0.02%
366,447
+40,124
+12% +$797K
INB
813
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$7.25M 0.02%
791,295
-28,839
-4% -$261K
NEV
814
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.24M 0.02%
515,602
+6,339
+1% +$89.2K
WEN icon
815
Wendy's
WEN
$1.4B
$7.24M 0.02%
531,821
-47,150
-8% -$643K
LFUS icon
816
Littelfuse
LFUS
$11.2B
$7.23M 0.02%
45,224
-3,095
-6% -$491K
MMS icon
817
Maximus
MMS
$3.17B
$7.22M 0.02%
116,122
-5,977
-5% -$351K
EDR
818
DELISTED
Education Realty Trust Inc
EDR
$7.21M 0.02%
176,443
-14,013
-7% -$573K
CST
819
DELISTED
CST Brands, Inc.
CST
$7.18M 0.02%
149,281
-16,290
-10% -$786K
IT icon
820
Gartner
IT
$10.1B
$7.16M 0.02%
66,303
-1,301
-2% -$134K
PFN
821
PIMCO Income Strategy Fund II
PFN
$698M
$7.15M 0.02%
711,595
-90,128
-11% -$885K
TXRH icon
822
Texas Roadhouse
TXRH
$13.5B
$7.15M 0.02%
160,523
-12,667
-7% -$570K
DAR icon
823
Darling Ingredients
DAR
$9.64B
$7.12M 0.02%
490,743
+11,611
+2% +$153K
ODFL icon
824
Old Dominion Freight Line
ODFL
$44.1B
$7.12M 0.02%
249,633
-22,122
-8% -$654K
VCV icon
825
Invesco California Value Municipal Income Trust
VCV
$518M
$7.1M 0.02%
575,761
+10,073
+2% +$124K
31 32
33
34 35

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.