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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICFI icon
801
ICF International
ICFI
$1.52B
$7.21M 0.02%
130,555
-84,074
-39% -$4.27M
MDU icon
802
MDU Resources
MDU
$4.2B
$7.2M 0.02%
658,494
+168,063
+34% +$1.74M
INF
803
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$7.2M 0.02%
561,198
+22,994
+4% +$284K
SANM icon
804
Sanmina
SANM
$10.4B
$7.18M 0.02%
195,960
+26,889
+16% +$851K
GPT
805
DELISTED
Gramercy Property Trust
GPT
$7.18M 0.02%
260,710
+15,705
+6% +$419K
JSD
806
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$7.15M 0.02%
409,006
+116,424
+40% +$1.96M
BXMT icon
807
Blackstone Mortgage Trust
BXMT
$2.46B
$7.14M 0.02%
237,636
+29,930
+14% +$891K
NEV
808
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.13M 0.02%
509,263
-47,519
-9% -$695K
EEP
809
DELISTED
Enbridge Energy Partners
EEP
$7.11M 0.02%
278,992
+193,689
+227% +$4.72M
KBH icon
810
KB Home
KBH
$3.45B
$7.09M 0.02%
448,648
+124,803
+39% +$1.95M
MBB icon
811
iShares MBS ETF
MBB
$38.8B
$7.08M 0.02%
66,576
+3,861
+6% +$417K
DECK icon
812
Deckers Outdoor
DECK
$13.6B
$7.07M 0.02%
765,600
+602,196
+369% +$5.8M
LPNT
813
DELISTED
LifePoint Health, Inc.
LPNT
$7.06M 0.02%
124,340
+73,200
+143% +$4.23M
ETB
814
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$7.05M 0.02%
426,641
-164,864
-28% -$2.74M
CHDN icon
815
Churchill Downs
CHDN
$5.82B
$7.02M 0.02%
279,834
-160,536
-36% -$3.92M
SRLN icon
816
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$7.01M 0.02%
147,616
+24,678
+20% +$1.17M
INB
817
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$7M 0.02%
820,134
+24,825
+3% +$214K
NVR icon
818
NVR
NVR
$16.6B
$6.98M 0.02%
4,184
-3,146
-43% -$5.02M
SEDG icon
819
SolarEdge
SEDG
$2.74B
$6.97M 0.02%
562,008
+98,446
+21% +$1.37M
BTI icon
820
British American Tobacco
BTI
$128B
$6.95M 0.02%
123,326
-16,416
-12% -$930K
IGD
821
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$6.94M 0.02%
1,024,173
+164,243
+19% +$1.14M
EMO
822
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$6.93M 0.02%
105,776
-18,495
-15% -$1.2M
KYE
823
DELISTED
Kayne Anderson Energy
KYE
$6.93M 0.02%
587,162
+154,314
+36% +$1.75M
GK
824
DELISTED
G&K Services Inc
GK
$6.93M 0.02%
71,859
+8,832
+14% +$845K
DPG
825
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$6.93M 0.02%
447,425
-7,836
-2% -$121K
31 32
33
34 35

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.