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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GLBL
801
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
| $7.47M | 0.02% |
1,817,629
-679,265
| -27% | -$2.43M |
|
802
Zebra Technologies
ZBRA
$13.9B
| $7.45M | 0.02% |
107,017
-12,027
| -10% | -$739K |
|
803
Sunrun
RUN
$2.49B
| $7.44M | 0.02% |
1,181,514
-2,653
| -0.2% | -$14.9K |
|
804
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
| $7.44M | 0.02% |
360,764
-78,169
| -18% | -$1.53M |
|
|
GOLD
805
DELISTED
Randgold Resources Ltd
GOLD
| $7.43M | 0.02% |
74,294
-5,596
| -7% | -$607K |
|
806
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $7.42M | 0.02% |
140,362
+29,714
| +27% | +$1.57M |
|
807
Werner Enterprises
WERN
$2.23B
| $7.42M | 0.02% |
318,635
-52,693
| -14% | -$1.25M |
|
|
PFN
808
PIMCO Income Strategy Fund II
PFN
$699M
| $7.4M | 0.02% |
776,164
+53,048
| +7% | +$498K |
|
|
PHD
809
DELISTED
Pioneer Floating Rate Fund
PHD
| $7.39M | 0.02% |
626,414
+77,836
| +14% | +$893K |
|
|
BFZ
810
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $7.38M | 0.02% |
447,762
+51,314
| +13% | +$857K |
|
|
INF
811
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
| $7.38M | 0.02% |
538,204
+74,879
| +16% | +$1.01M |
|
|
EOD
812
Allspring Global Dividend Opportunity Fund
EOD
$281M
| $7.35M | 0.02% |
1,264,599
-591,359
| -32% | -$3.52M |
|
813
Hilton Worldwide
HLT
$70.7B
| $7.34M | 0.02% |
106,742
+99,433
| +1,360% | +$7.01M |
|
|
WR
814
DELISTED
Westar Energy Inc
WR
| $7.33M | 0.02% |
129,192
-38,007
| -23% | -$2.1M |
|
|
VGR
815
DELISTED
Vector Group Ltd.
VGR
| $7.32M | 0.02% |
555,080
-62,088
| -10% | -$810K |
|
816
Diamondback Energy
FANG
$55.9B
| $7.3M | 0.02% |
75,635
+53,243
| +238% | +$4.9M |
|
817
Barings BDC
BBDC
$881M
| $7.29M | 0.02% |
369,883
+104,446
| +39% | +$2.06M |
|
|
MZTI
818
The Marzetti Company
MZTI
$3.04B
| $7.28M | 0.02% |
55,093
+1,834
| +3% | +$239K |
|
819
Royal Gold
RGLD
$17.1B
| $7.28M | 0.02% |
93,972
-4,802
| -5% | -$386K |
|
|
IGA
820
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
| $7.27M | 0.02% |
718,504
-42,258
| -6% | -$417K |
|
821
ITT
ITT
$17.7B
| $7.26M | 0.02% |
202,593
+9,433
| +5% | +$322K |
|
822
W.P. Carey
WPC
$16.6B
| $7.24M | 0.02% |
114,584
-28,292
| -20% | -$1.89M |
|
|
AFT
823
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $7.21M | 0.02% |
425,058
+63,137
| +17% | +$1.03M |
|
|
MQT
824
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $7.16M | 0.02% |
504,685
-12,018
| -2% | -$174K |
|
825
Molina Healthcare
MOH
$10.2B
| $7.15M | 0.02% |
122,610
-4,516
| -4% | -$249K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.