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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHT icon
801
Chunghwa Telecom
CHT
$32.5B
$7.68M 0.02%
227,502
-30,658
-12% -$969K
FCN icon
802
FTI Consulting
FCN
$4.34B
$7.67M 0.02%
216,055
+186,335
+627% +$6.24M
HTR
803
DELISTED
Brookfield Total Return Fund Inc
HTR
$7.65M 0.02%
315,629
-28,997
-8% -$670K
EOS
804
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$7.63M 0.02%
589,530
-11,604
-2% -$143K
CAA
805
DELISTED
CalAtlantic Group, Inc.
CAA
$7.62M 0.02%
228,061
-72,627
-24% -$2.27M
SRC
806
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$7.61M 0.02%
150,796
+22,664
+18% +$1.06M
CIEN icon
807
Ciena
CIEN
$58.2B
$7.61M 0.02%
399,926
-18,916
-5% -$349K
VMW
808
DELISTED
VMware, Inc
VMW
$7.59M 0.02%
145,079
-42,950
-23% -$2.13M
RDS.A
809
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7.58M 0.02%
156,422
-19,963
-11% -$893K
HAWK
810
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7.54M 0.02%
219,744
-51,205
-19% -$1.86M
TRMB icon
811
Trimble
TRMB
$13.9B
$7.52M 0.02%
303,374
-64,487
-18% -$1.42M
WEX icon
812
WEX
WEX
$6.45B
$7.52M 0.02%
90,233
+82,200
+1,023% +$5.94M
FIF
813
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$7.51M 0.02%
486,980
+4,836
+1% +$67.6K
EFR
814
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$7.47M 0.02%
582,207
-29,360
-5% -$354K
FHN icon
815
First Horizon
FHN
$12.4B
$7.46M 0.02%
569,475
-83,994
-13% -$1.07M
TTE icon
816
TotalEnergies
TTE
$189B
$7.43M 0.02%
163,531
-85,357
-34% -$3.76M
PFN
817
PIMCO Income Strategy Fund II
PFN
$697M
$7.41M 0.02%
846,282
-254,469
-23% -$2.13M
MAN icon
818
ManpowerGroup
MAN
$2.55B
$7.36M 0.02%
90,396
+11,065
+14% +$848K
LEA icon
819
Lear
LEA
$6.21B
$7.36M 0.02%
66,198
-21,006
-24% -$2.22M
TSLA icon
820
Tesla
TSLA
$1.29T
$7.35M 0.02%
480,105
-63,660
-12% -$837K
NCZ
821
Virtus Convertible & Income Fund II
NCZ
$297M
$7.32M 0.02%
375,084
+247,782
+195% +$4.48M
ISD
822
PGIM High Yield Bond Fund
ISD
$419M
$7.32M 0.02%
475,011
-85,093
-15% -$1.26M
BGT icon
823
BlackRock Floating Rate Income Trust
BGT
$323M
$7.31M 0.02%
569,463
-13,527
-2% -$166K
SVC
824
Service Properties Trust
SVC
$1.03B
$7.26M 0.02%
54,666
-1,488
-3% -$181K
MIE
825
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$7.24M 0.02%
898,011
-61,490
-6% -$467K
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.