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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
801
John Hancock Premium Dividend Fund
PDT
$632M
$8.57M 0.02%
624,978
-71,063
-10% -$948K
HSBC icon
802
HSBC
HSBC
$364B
$8.55M 0.02%
243,088
-89,858
-27% -$3.17M
BWLD
803
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$8.54M 0.02%
53,482
-19,012
-26% -$3.17M
VOO icon
804
Vanguard S&P 500 ETF
VOO
$1.01T
$8.49M 0.02%
45,439
– –
EXP icon
805
Eagle Materials
EXP
$6.63B
$8.46M 0.02%
140,042
-121,832
-47% -$8.12M
BOE icon
806
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$8.46M 0.02%
662,814
+19,482
+3% +$248K
DQ
807
Daqo New Energy
DQ
$907M
$8.39M 0.02%
2,519,765
+684,305
+37% +$2.27M
AGG icon
808
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.38M 0.02%
77,556
-45,536
-37% -$4.96M
FBR
809
DELISTED
Fibria Celulose Sa
FBR
$8.38M 0.02%
660,020
-52,578
-7% -$721K
CEB
810
DELISTED
CEB Inc.
CEB
$8.37M 0.02%
136,258
+32,797
+32% +$2.33M
JFR icon
811
Nuveen Floating Rate Income Fund
JFR
$1.24B
$8.36M 0.02%
816,587
-185,095
-18% -$1.84M
SHY icon
812
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$8.35M 0.02%
99,005
-18,310
-16% -$1.55M
FRA icon
813
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$8.35M 0.02%
647,340
-131,775
-17% -$1.69M
FCT
814
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$8.33M 0.02%
674,524
+87,063
+15% +$1.08M
OC icon
815
Owens Corning
OC
$11.7B
$8.28M 0.02%
175,996
+151,384
+615% +$6.95M
GOF icon
816
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
0
– –
ASRT
817
DELISTED
Assertio
ASRT
$8.24M 0.02%
7,576
-446
-6% -$502K
SHPG
818
DELISTED
Shire pic
SHPG
$8.24M 0.02%
40,184
+27,299
+212% +$5.67M
NAN icon
819
Nuveen New York Quality Municipal Income Fund
NAN
$370M
$8.23M 0.02%
578,420
-28,640
-5% -$395K
NBIX icon
820
Neurocrine Biosciences
NBIX
$16.9B
$8.23M 0.02%
145,495
-48,205
-25% -$2.45M
ALKS icon
821
Alkermes
ALKS
$8.33B
$8.22M 0.02%
103,551
-50,349
-33% -$3.53M
CVI icon
822
CVR Energy
CVI
$3.35B
$8.2M 0.02%
208,472
-44,968
-18% -$1.94M
EOS
823
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$8.2M 0.02%
601,134
-99,943
-14% -$1.34M
IM
824
DELISTED
Ingram Micro
IM
$8.18M 0.02%
269,298
+88,539
+49% +$2.68M
ISD
825
PGIM High Yield Bond Fund
ISD
$419M
$8.18M 0.02%
560,104
+15,891
+3% +$233K
31 32
33
34 35

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.