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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
801
Alnylam Pharmaceuticals
ALNY
$29.5B
$11.1M 0.03%
114,017
+14,441
+15% +$1.34M
BDJ icon
802
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$11.1M 0.03%
1,361,540
-230,925
-15% -$1.9M
AMCX icon
803
AMC Global Media
AMCX
$479M
$11.1M 0.03%
173,334
-295,215
-63% -$17.8M
SDRL
804
DELISTED
Seadrill Limited Common Stock
SDRL
$11M 0.03%
3,429
-240
-7% -$1.21M
ISD
805
PGIM High Yield Bond Fund
ISD
$415M
$11M 0.03%
656,854
-67,979
-9% -$1.12M
MFA
806
MFA Financial
MFA
$931M
$11M 0.03%
342,805
-97,989
-22% -$3.23M
MDVN
807
DELISTED
MEDIVATION, INC.
MDVN
$10.9M 0.03%
218,314
+35,646
+20% +$1.85M
VGK icon
808
Vanguard FTSE Europe ETF
VGK
$30.8B
$10.7M 0.03%
204,350
-64,094
-24% -$3.43M
LXK
809
DELISTED
Lexmark Intl Inc
LXK
$10.7M 0.03%
259,488
+127,046
+96% +$5.28M
LEA icon
810
Lear
LEA
$6.17B
$10.7M 0.03%
109,097
-154,660
-59% -$14.2M
PRI icon
811
Primerica
PRI
$9.89B
$10.7M 0.03%
+197,063
New +$10M
ABEV icon
812
Ambev
ABEV
$47.1B
$10.6M 0.03%
1,708,257
-73,535
-4% -$464K
HBI
813
DELISTED
Hanesbrands
HBI
$10.6M 0.03%
379,044
-232,696
-38% -$6.38M
SBNY
814
DELISTED
Signature Bank
SBNY
$10.6M 0.03%
83,893
-25,777
-24% -$3.08M
EOS
815
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$10.5M 0.03%
761,479
-258,905
-25% -$3.56M
TDAY
816
USA Today Co
TDAY
$1.32B
$10.5M 0.03%
+444,819
New +$8.77M
CAJ
817
DELISTED
Canon, Inc.
CAJ
$10.5M 0.03%
330,904
+161,461
+95% +$5.1M
AY
818
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$10.4M 0.03%
380,047
+106,472
+39% +$3.16M
EPR icon
819
EPR Properties
EPR
$4.69B
$10.3M 0.03%
179,117
+9,338
+6% +$519K
CVD
820
DELISTED
COVANCE INC.
CVD
$10.3M 0.03%
99,383
-127,340
-56% -$11.9M
QGENF
821
DELISTED
QIAGEN NV
QGENF
$10.3M 0.03%
439,841
+72,099
+20% +$1.69M
JSD
822
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$10.3M 0.03%
618,457
-115,280
-16% -$1.96M
CHKP icon
823
Check Point Software Technologies
CHKP
$12.6B
$10.3M 0.03%
130,765
+8,141
+7% +$605K
FNFG
824
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$10.3M 0.03%
1,217,508
-2,184,159
-64% -$17.6M
ERF
825
DELISTED
Enerplus Corporation
ERF
$10.3M 0.03%
1,068,302
+54,895
+5% +$742K
31 32
33
34 35

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.