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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
801
DELISTED
Signature Bank
SBNY
$12.3M 0.03%
109,670
+12,193
+13% +$1.43M
IGTE
802
DELISTED
IGATE CORPORATION
IGTE
$12.3M 0.03%
333,769
+222,085
+199% +$8.25M
DRC
803
DELISTED
DRESSER-RAND GROUP INC
DRC
$12.2M 0.03%
148,509
+73,849
+99% +$4.96M
ALGN icon
804
Align Technology
ALGN
$12.3B
$12.2M 0.03%
236,173
-36,394
-13% -$1.98M
SMTC icon
805
Semtech
SMTC
$12.1B
$12.2M 0.03%
448,593
-392,205
-47% -$9.87M
XLI icon
806
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$12.2M 0.03%
+228,900
New +$12.3M
HY icon
807
Hyster-Yale Materials Handling
HY
$645M
$12.1M 0.03%
169,598
-22,628
-12% -$1.8M
ISD
808
PGIM High Yield Bond Fund
ISD
$418M
$12.1M 0.03%
724,833
+197,025
+37% +$3.4M
PICB icon
809
Invesco International Corporate Bond ETF
PICB
$361M
$12.1M 0.03%
416,494
+104,526
+34% +$3.14M
DHC
810
Diversified Healthcare Trust
DHC
$2.13B
$12.1M 0.03%
583,162
+91,909
+19% +$2.08M
JRO
811
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$12M 0.03%
1,056,537
-45,237
-4% -$546K
DINO icon
812
HF Sinclair
DINO
$15.6B
$12M 0.03%
274,954
+115,760
+73% +$5.4M
LNCO
813
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$12M 0.03%
413,715
+113,683
+38% +$3.44M
XLB icon
814
State Street Materials Select Sector SPDR ETF
XLB
$8.47B
$12M 0.03%
+482,800
New +$12.1M
AVA icon
815
Avista
AVA
$3.29B
$12M 0.03%
391,720
+127,770
+48% +$4.08M
HYD icon
816
VanEck High Yield Muni ETF
HYD
$4.44B
$12M 0.03%
194,390
+59,012
+44% +$3.57M
XLY icon
817
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$11.9M 0.03%
+356,400
New +$12M
SLCA
818
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$11.9M 0.03%
189,669
+68,298
+56% +$4.25M
TD icon
819
Toronto Dominion Bank
TD
$199B
$11.9M 0.03%
239,926
+37,798
+19% +$1.96M
BGR icon
820
BlackRock Energy and Resources Trust
BGR
$411M
$11.8M 0.03%
492,050
+4,313
+0.9% +$112K
FIF
821
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$11.8M 0.03%
493,163
+130,489
+36% +$3.13M
ROSE
822
DELISTED
ROSETTA RESOURCES INC
ROSE
$11.8M 0.03%
263,971
-7,021
-3% -$350K
CPA icon
823
Copa Holdings
CPA
$6.01B
$11.7M 0.03%
109,081
+70,400
+182% +$9.38M
ABEV icon
824
Ambev
ABEV
$47.1B
$11.7M 0.03%
1,781,792
+32,578
+2% +$229K
UAL icon
825
United Airlines
UAL
$43.2B
$11.6M 0.03%
248,940
+58,454
+31% +$2.71M
31 32
33
34 35

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.