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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
776
BlackRock Enhanced International Dividend Trust
BGY
$529M
$2.23M 0.02%
447,074
+22,297
+5% +$118K
KOF icon
777
Coca-Cola Femsa
KOF
$23.2B
$2.23M 0.02%
28,438
+1,772
+7% +$147K
MNP
778
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2.22M 0.02%
210,010
-10,978
-5% -$125K
JBL icon
779
Jabil
JBL
$35.8B
$2.22M 0.02%
17,489
-3,912
-18% -$428K
BKT icon
780
BlackRock Income Trust
BKT
$341M
$2.2M 0.02%
192,958
+27,298
+16% +$323K
AMKR icon
781
Amkor Technology
AMKR
$13.7B
$2.18M 0.02%
96,561
+5,272
+6% +$139K
NFG icon
782
National Fuel Gas
NFG
$7.65B
$2.18M 0.02%
41,981
+12,056
+40% +$635K
PKX icon
783
POSCO
PKX
$17.5B
$2.17M 0.02%
21,177
+1,560
+8% +$163K
IRDM icon
784
Iridium Communications
IRDM
$5.29B
$2.17M 0.02%
47,619
-97,086
-67% -$5.03M
INFY icon
785
Infosys
INFY
$50.7B
$2.16M 0.02%
126,423
+169
+0.1% +$2.88K
RCL icon
786
Royal Caribbean
RCL
$85.6B
$2.16M 0.02%
23,390
-4,715
-17% -$472K
PFF icon
787
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.15M 0.02%
71,451
-188
-0.3% -$5.75K
FTF
788
Franklin Limited Duration Income Trust
FTF
$233M
$2.15M 0.02%
353,699
-54,916
-13% -$341K
AFT
789
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.15M 0.02%
160,013
+59,627
+59% +$787K
ALKS icon
790
Alkermes
ALKS
$8.25B
$2.14M 0.02%
76,422
+10,426
+16% +$306K
DECK icon
791
Deckers Outdoor
DECK
$13.3B
$2.13M 0.02%
24,834
+630
+3% +$56.4K
NSA
792
DELISTED
National Storage Affiliates Trust
NSA
$2.11M 0.02%
66,577
+1,329
+2% +$45K
EMD
793
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2.1M 0.02%
253,176
-41,033
-14% -$362K
VVR icon
794
Invesco Senior Income Trust
VVR
$454M
$2.08M 0.02%
531,304
-294
-0.1% -$1.14K
IJH icon
795
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.08M 0.02%
41,715
-3,855
-8% -$202K
VST icon
796
Vistra
VST
$47.4B
$2.08M 0.02%
62,609
-34,974
-36% -$1.05M
ARGX icon
797
argenx
ARGX
$54.1B
$2.07M 0.02%
4,220
-771
-15% -$377K
AKAM icon
798
Akamai
AKAM
$15.9B
$2.07M 0.02%
19,436
-6,395
-25% -$637K
BNTX icon
799
BioNTech
BNTX
$23.5B
$2.07M 0.02%
19,052
-3,965
-17% -$439K
SPSB icon
800
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.06M 0.02%
70,284
+32,335
+85% +$950K
30 31
32
33 34

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.