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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
776
Coherent
COHR
$74.2B
$2.5M 0.02%
71,108
+2,476
+4% +$86.1K
CRUS icon
777
Cirrus Logic
CRUS
$6.26B
$2.49M 0.02%
33,498
+5,219
+18% +$375K
PFN
778
PIMCO Income Strategy Fund II
PFN
$703M
$2.48M 0.02%
351,023
+183,801
+110% +$1.33M
FTF
779
Franklin Limited Duration Income Trust
FTF
$233M
$2.48M 0.02%
399,551
+104,437
+35% +$651K
NBH
780
Neuberger Municipal Fund Inc
NBH
$304M
$2.47M 0.02%
237,021
-18,045
-7% -$188K
EFA icon
781
iShares MSCI EAFE ETF
EFA
$80.2B
$2.47M 0.02%
37,589
-15,460
-29% -$968K
EFSC icon
782
Enterprise Financial Services Corp
EFSC
$2.39B
$2.47M 0.02%
50,350
-1,564
-3% -$77.7K
PFGC icon
783
Performance Food Group
PFGC
$18B
$2.46M 0.02%
42,081
-3,257
-7% -$177K
ORCL icon
784
Oracle
ORCL
$423B
$2.46M 0.02%
30,036
-40,277
-57% -$3.06M
JPC icon
785
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$2.45M 0.02%
336,709
+52,486
+18% +$381K
CF icon
786
CF Industries
CF
$17.3B
$2.43M 0.02%
28,554
+15,592
+120% +$1.58M
AFT
787
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.41M 0.02%
195,264
-99,137
-34% -$1.24M
SWK icon
788
Stanley Black & Decker
SWK
$15.7B
$2.41M 0.02%
32,040
+9,683
+43% +$756K
HYI
789
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.41M 0.02%
192,723
+46,309
+32% +$555K
TXT icon
790
Textron
TXT
$15.4B
$2.4M 0.02%
33,890
+23,511
+227% +$1.6M
GDO
791
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.4M 0.02%
187,795
+29,389
+19% +$359K
CHD icon
792
Church & Dwight Co
CHD
$24.5B
$2.39M 0.02%
29,615
+5,271
+22% +$404K
TTWO icon
793
Take-Two Interactive
TTWO
$46.1B
$2.37M 0.02%
22,761
+3,318
+17% +$359K
CASY icon
794
Casey's General Stores
CASY
$30.9B
$2.37M 0.02%
10,547
+6,052
+135% +$1.38M
BC icon
795
Brunswick
BC
$5.28B
$2.37M 0.02%
32,824
-770
-2% -$54.8K
CNX icon
796
CNX Resources
CNX
$5.2B
$2.35M 0.02%
139,840
+50,921
+57% +$879K
AZPN
797
DELISTED
Aspen Technology Inc
AZPN
$2.35M 0.02%
11,455
-3,949
-26% -$917K
IONS icon
798
Ionis Pharmaceuticals
IONS
$9.4B
$2.35M 0.02%
62,159
+7,190
+13% +$302K
ICVT icon
799
iShares Convertible Bond ETF
ICVT
$7.35B
$2.34M 0.02%
33,750
+23,353
+225% +$1.64M
JEF icon
800
Jefferies Financial Group
JEF
$13.1B
$2.31M 0.02%
70,537
-5,897
-8% -$196K
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.