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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
776
IQVIA
IQV
$39.3B
$2.35M 0.02%
12,955
+2,266
+21% +$496K
UMBF icon
777
UMB Financial
UMBF
$11.1B
$2.35M 0.02%
27,833
-2,377
-8% -$215K
BGH
778
Barings Global Short Duration High Yield Fund
BGH
$287M
$2.31M 0.02%
189,189
-11,629
-6% -$156K
HBAN icon
779
Huntington Bancshares
HBAN
$35.5B
$2.31M 0.02%
175,334
+78,959
+82% +$1.06M
HRL icon
780
Hormel Foods
HRL
$13.8B
$2.3M 0.02%
50,699
+5,027
+11% +$243K
BR icon
781
Broadridge
BR
$19B
$2.29M 0.02%
15,862
-2,307
-13% -$374K
EFSC icon
782
Enterprise Financial Services Corp
EFSC
$2.39B
$2.29M 0.02%
51,914
+809
+2% +$36.8K
AGNC icon
783
AGNC Investment
AGNC
$12.9B
$2.26M 0.02%
268,826
-45,444
-14% -$534K
SU icon
784
Suncor Energy
SU
$70.3B
$2.26M 0.02%
80,110
+4,931
+7% +$156K
RY icon
785
Royal Bank of Canada
RY
$293B
$2.26M 0.02%
25,090
+11,583
+86% +$1.11M
JKHY icon
786
Jack Henry & Associates
JKHY
$11.1B
$2.25M 0.02%
12,368
+4,187
+51% +$821K
NVO
787
Novo Nordisk
NVO
$209B
$2.25M 0.02%
45,204
+1,036
+2% +$55.5K
ICLR icon
788
Icon
ICLR
$12.7B
$2.25M 0.02%
12,230
-854
-7% -$186K
NFG icon
789
National Fuel Gas
NFG
$7.65B
$2.25M 0.02%
36,495
-2,421
-6% -$167K
JGH icon
790
Nuveen Global High Income Fund
JGH
$356M
$2.25M 0.02%
212,981
-73,738
-26% -$878K
L icon
791
Loews
L
$23.6B
$2.24M 0.02%
44,975
-1,775
-4% -$99.6K
HI
792
DELISTED
Hillenbrand
HI
$2.23M 0.02%
60,832
+11,245
+23% +$473K
CII icon
793
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$2.22M 0.02%
135,193
-48,959
-27% -$916K
APTV icon
794
Aptiv
APTV
$10.3B
$2.22M 0.02%
28,397
+455
+2% +$43.6K
CHX
795
DELISTED
ChampionX
CHX
$2.22M 0.02%
113,505
-3,509
-3% -$72.4K
BC icon
796
Brunswick
BC
$5.28B
$2.2M 0.02%
33,594
+22,007
+190% +$1.65M
IJH icon
797
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.18M 0.02%
49,690
-2,105
-4% -$102K
AGR
798
DELISTED
Avangrid, Inc.
AGR
$2.18M 0.02%
52,190
+34,965
+203% +$1.68M
FLTR icon
799
VanEck IG Floating Rate ETF
FLTR
$3.04B
$2.17M 0.02%
87,225
+10,852
+14% +$269K
BPMC
800
DELISTED
Blueprint Medicines
BPMC
$2.17M 0.02%
32,870
-6,314
-16% -$406K
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.