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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIPR icon
776
Innovative Industrial Properties
IIPR
$1.72B
$3.93M 0.02%
14,964
-13,272
-47% -$3.4M
GLW icon
777
Corning
GLW
$143B
$3.93M 0.02%
105,560
+26,435
+33% +$990K
HAPN
778
Happen Inc
HAPN
$2.24B
$3.93M 0.02%
162,380
+30,449
+23% +$1.03M
JSD
779
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.92M 0.02%
264,626
-2,328
-0.9% -$34.9K
OTEX icon
780
Open Text
OTEX
$6.04B
$3.91M 0.02%
82,440
-1,917
-2% -$94.2K
SJI
781
DELISTED
South Jersey Industries, Inc.
SJI
$3.89M 0.02%
149,053
+28,483
+24% +$677K
AGNC icon
782
AGNC Investment
AGNC
$12.9B
$3.89M 0.02%
258,438
+72,034
+39% +$1.14M
UTG icon
783
Reaves Utility Income Fund
UTG
$3.61B
$3.89M 0.02%
110,694
-19,783
-15% -$666K
RCL icon
784
Royal Caribbean
RCL
$85.6B
$3.88M 0.02%
50,479
-2,649
-5% -$215K
VST icon
785
Vistra
VST
$47.4B
$3.88M 0.02%
170,423
-4,241
-2% -$85K
PCRX icon
786
Pacira BioSciences
PCRX
$997M
$3.88M 0.02%
64,460
-27,408
-30% -$1.51M
THG icon
787
Hanover Insurance
THG
$7.98B
$3.87M 0.02%
29,521
-8,655
-23% -$1.12M
PHI icon
788
PLDT
PHI
$4.33B
$3.84M 0.02%
107,523
+12,790
+14% +$431K
AKAM icon
789
Akamai
AKAM
$15.9B
$3.84M 0.02%
32,791
+11,025
+51% +$1.21M
DSKE
790
DELISTED
Daseke, Inc. Common Stock
DSKE
$3.82M 0.02%
+380,225
New +$3.74M
KAHC.WS
791
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$3.81M 0.02%
3,818,638
– –
GDV icon
792
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.8M 0.02%
140,708
-3,811
-3% -$101K
CHD icon
793
Church & Dwight Co
CHD
$24.5B
$3.8M 0.02%
37,034
-491
-1% -$44.5K
SRPT icon
794
Sarepta Therapeutics
SRPT
$1.77B
$3.77M 0.02%
41,878
+3,855
+10% +$330K
CTLT
795
DELISTED
CATALENT, INC.
CTLT
$3.76M 0.02%
29,388
-38,030
-56% -$4.89M
HR icon
796
Healthcare Realty
HR
$6.84B
$3.76M 0.02%
112,521
-1,009
-0.9% -$33.7K
HIX
797
Western Asset High Income Fund II
HIX
$355M
$3.73M 0.02%
521,704
-10,039
-2% -$71.3K
HIW icon
798
Highwoods Properties
HIW
$3.47B
$3.73M 0.02%
83,617
-71,674
-46% -$3.24M
NSL
799
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.72M 0.02%
630,886
+100,444
+19% +$597K
EBS icon
800
Emergent Biosolutions
EBS
$248M
$3.7M 0.02%
85,112
-59,629
-41% -$2.7M
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.