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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNO icon
776
CNO Financial Group
CNO
$5.1B
$3.5M 0.02%
144,034
+41,514
+40% +$988K
FEN
777
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3.49M 0.02%
260,449
+26,069
+11% +$321K
TCF
778
DELISTED
TCF Financial Corporation Common Stock
TCF
$3.49M 0.02%
75,053
+13,239
+21% +$585K
IPHI
779
DELISTED
INPHI CORPORATION
IPHI
$3.49M 0.02%
19,542
+9,641
+97% +$1.61M
CUBE icon
780
CubeSmart
CUBE
$9.41B
$3.47M 0.02%
91,764
-13,265
-13% -$478K
LNG icon
781
Cheniere Energy
LNG
$52.9B
$3.47M 0.02%
48,201
+38,186
+381% +$2.61M
DRH icon
782
Diamondrock Hospitality Co
DRH
$2.56B
$3.46M 0.02%
336,009
+149,372
+80% +$1.42M
SNX icon
783
TD Synnex
SNX
$20.2B
$3.44M 0.02%
29,948
+10,883
+57% +$1.02M
TKR icon
784
Timken Company
TKR
$9.03B
$3.43M 0.02%
42,304
-3,266
-7% -$261K
HR icon
785
Healthcare Realty
HR
$6.84B
$3.42M 0.02%
123,946
-11,327
-8% -$317K
NVAX icon
786
Novavax
NVAX
$1.31B
$3.4M 0.02%
18,768
-5,556
-23% -$1.11M
LEN icon
787
Lennar Class A
LEN
$21.2B
$3.4M 0.02%
34,672
+1,982
+6% +$167K
DAR icon
788
Darling Ingredients
DAR
$9.44B
$3.39M 0.02%
46,070
-5,235
-10% -$360K
DMF
789
DELISTED
BNY Mellon Municipal Income
DMF
$3.38M 0.02%
386,728
-13,197
-3% -$117K
ARCC icon
790
Ares Capital
ARCC
$14.4B
$3.38M 0.02%
180,650
-47,273
-21% -$850K
HUBB icon
791
Hubbell
HUBB
$27.2B
$3.37M 0.02%
18,051
+2,082
+13% +$360K
AUB icon
792
Atlantic Union Bankshares
AUB
$5.97B
$3.37M 0.02%
87,871
-8,584
-9% -$317K
CTLT
793
DELISTED
CATALENT, INC.
CTLT
$3.35M 0.02%
31,865
-6,519
-17% -$727K
ROP icon
794
Roper Technologies
ROP
$39.8B
$3.35M 0.02%
8,312
+1,191
+17% +$478K
STT icon
795
State Street
STT
$50.7B
$3.35M 0.02%
39,866
+11,830
+42% +$916K
NRG icon
796
NRG Energy
NRG
$24.8B
$3.35M 0.02%
88,686
+9,161
+12% +$365K
AMH icon
797
American Homes 4 Rent
AMH
$12.5B
$3.33M 0.02%
99,940
-7,531
-7% -$235K
LNC icon
798
Lincoln National
LNC
$8.81B
$3.32M 0.02%
53,285
+15,734
+42% +$870K
UNM icon
799
Unum
UNM
$14.3B
$3.32M 0.02%
119,258
+23,228
+24% +$603K
DMB
800
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$3.31M 0.02%
234,416
+83,902
+56% +$1.2M
30 31
32
33 34

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.