We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CDK
776
DELISTED
CDK Global, Inc.
CDK
| $8.11M | 0.02% |
113,810
-28,495
| -20% | -$1.91M |
|
|
SRC
777
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $8.11M | 0.02% |
210,791
+4,380
| +2% | +$166K |
|
778
Mercado Libre
MELI
$94.8B
| $8.06M | 0.02% |
25,627
-3,958
| -13% | -$1.07M |
|
779
Healthcare Realty
HR
$7.31B
| $8.06M | 0.02% |
268,198
-46,480
| -15% | -$1.41M |
|
|
DF
780
DELISTED
Dean Foods Company
DF
| $8.05M | 0.02% |
696,822
-53,938
| -7% | -$573K |
|
781
American States Water
AWR
$3.38B
| $8.03M | 0.02% |
138,633
+4,026
| +3% | +$221K |
|
782
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $8.03M | 0.02% |
95,703
+9,619
| +11% | +$809K |
|
|
SBNY
783
DELISTED
Signature Bank
SBNY
| $8.01M | 0.02% |
58,339
+558
| +1% | +$73.5K |
|
|
GER
784
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $8M | 0.02% |
144,615
+6,629
| +5% | +$366K |
|
|
DSL
785
DoubleLine Income Solutions Fund
DSL
$1.23B
| $7.98M | 0.02% |
395,235
+50,636
| +15% | +$1.04M |
|
786
Coca-Cola Europacific Partners
CCEP
$48.4B
| $7.96M | 0.02% |
199,773
+22,385
| +13% | +$895K |
|
|
ACH
787
Accendra Health
ACH
$252M
| $7.96M | 0.02% |
421,744
+118,236
| +39% | +$2.62M |
|
788
Cullen/Frost Bankers
CFR
$10.4B
| $7.9M | 0.02% |
83,422
+3,168
| +4% | +$305K |
|
|
LPT
789
DELISTED
Liberty Property Trust
LPT
| $7.86M | 0.02% |
182,840
-93,627
| -34% | -$4.06M |
|
790
ITT
ITT
$17.1B
| $7.84M | 0.02% |
146,938
-56,164
| -28% | -$2.82M |
|
791
Avnet
AVT
$7.14B
| $7.84M | 0.02% |
197,789
-3,036
| -2% | -$122K |
|
792
iShares Core US Aggregate Bond ETF
AGG
$137B
| $7.83M | 0.02% |
71,658
| – | – |
|
793
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.18B
| $7.82M | 0.02% |
574,602
-155,570
| -21% | -$2.12M |
|
794
Reaves Utility Income Fund
UTG
$3.53B
| $7.79M | 0.02% |
251,720
+42,131
| +20% | +$1.31M |
|
|
MYD
795
DELISTED
BlackRock MuniYield Fund
MYD
| $7.78M | 0.02% |
536,039
-224,487
| -30% | -$3.26M |
|
|
RDS.A
796
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $7.77M | 0.02% |
116,449
+17,441
| +18% | +$1.1M |
|
|
ETJ
797
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$565M
| $7.76M | 0.02% |
805,795
+111,704
| +16% | +$1.04M |
|
|
SIVB
798
DELISTED
SVB Financial Group
SIVB
| $7.75M | 0.02% |
33,141
+19,130
| +137% | +$4.08M |
|
799
United Natural Foods
UNFI
$3B
| $7.73M | 0.02% |
156,957
-862
| -0.5% | -$37.7K |
|
800
CDW
CDW
$18.4B
| $7.73M | 0.02% |
111,200
+29,949
| +37% | +$2.06M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
NMIFOAC
WANY
ACA
Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.