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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTHR icon
776
United Therapeutics
UTHR
$25.8B
$7.72M 0.02%
57,032
+11,463
+25% +$1.74M
FANG icon
777
Diamondback Energy
FANG
$57.1B
$7.67M 0.02%
73,976
-10,627
-13% -$1.1M
PCI
778
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.67M 0.02%
357,661
-30,605
-8% -$637K
INF
779
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$7.66M 0.02%
580,036
+18,838
+3% +$251K
SFR
780
DELISTED
Starwood Waypoint Homes
SFR
$7.65M 0.02%
225,293
+21,383
+10% +$680K
TCPC icon
781
BlackRock TCP Capital
TCPC
$273M
$7.65M 0.02%
438,989
+96,893
+28% +$1.65M
HHH icon
782
Howard Hughes
HHH
$3.81B
$7.63M 0.02%
68,292
+24,528
+56% +$2.64M
AOS icon
783
A.O. Smith
AOS
$8.17B
$7.63M 0.02%
149,163
-10,488
-7% -$520K
BLW icon
784
BlackRock Limited Duration Income Trust
BLW
$490M
$7.63M 0.02%
489,985
+123,148
+34% +$1.93M
HLF icon
785
Herbalife
HLF
$1.29B
$7.63M 0.02%
262,342
+68,912
+36% +$1.92M
BYM
786
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$7.62M 0.02%
546,814
-12,241
-2% -$171K
GSK icon
787
GSK
GSK
$104B
$7.61M 0.02%
144,347
-6,051
-4% -$307K
FEN
788
DELISTED
First Trust Energy Income and Growth Fund
FEN
$7.59M 0.02%
281,290
+30,566
+12% +$828K
IGD
789
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$7.58M 0.02%
1,032,443
+8,270
+0.8% +$58.8K
NUS icon
790
Nu Skin
NUS
$252M
$7.58M 0.02%
136,479
+61,786
+83% +$3.18M
DPG
791
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$7.58M 0.02%
465,904
+18,479
+4% +$301K
NAN icon
792
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$7.56M 0.02%
557,818
+13,849
+3% +$188K
ETV
793
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$7.55M 0.02%
496,655
-96,859
-16% -$1.47M
PE
794
DELISTED
PARSLEY ENERGY INC
PE
$7.53M 0.02%
231,451
-31,527
-12% -$1.04M
MMD
795
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$7.52M 0.02%
390,879
-7,797
-2% -$147K
JFR icon
796
Nuveen Floating Rate Income Fund
JFR
$1.24B
$7.52M 0.02%
653,308
-89,778
-12% -$1.06M
HIX
797
Western Asset High Income Fund II
HIX
$349M
$7.51M 0.02%
1,040,676
-268,088
-20% -$1.94M
MVF
798
DELISTED
BlackRock MuniVest Fund
MVF
$7.49M 0.02%
775,553
-42,093
-5% -$412K
SRLN icon
799
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$7.47M 0.02%
157,170
+9,554
+6% +$454K
MFM
800
Aberdeen Municipal Income Fund
MFM
$221M
$7.45M 0.02%
1,071,880
-65,307
-6% -$449K
30 31
32
33 34

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.