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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
776
PIMCO Income Strategy Fund II
PFN
$699M
$7.61M 0.02%
801,723
+25,559
+3% +$237K
ELS icon
777
Equity Lifestyle Properties
ELS
$12.7B
$7.6M 0.02%
210,750
+10,238
+5% +$366K
ITT icon
778
ITT
ITT
$17.7B
$7.57M 0.02%
196,335
-6,258
-3% -$236K
AOS icon
779
A.O. Smith
AOS
$8.25B
$7.56M 0.02%
159,651
-130,281
-45% -$6.28M
GNW icon
780
Genworth Financial
GNW
$3.76B
$7.56M 0.02%
1,984,104
+745,142
+60% +$3.28M
MFM
781
Aberdeen Municipal Income Fund
MFM
$221M
$7.54M 0.02%
1,137,187
-55,649
-5% -$382K
PKO
782
DELISTED
Pimco Income Opportunity Fund
PKO
$7.52M 0.02%
324,840
+23,954
+8% +$545K
WKC icon
783
World Kinect Corp
WKC
$2B
$7.52M 0.02%
163,732
+29,282
+22% +$1.31M
CLC
784
DELISTED
Clarcor
CLC
$7.51M 0.02%
91,051
+85,092
+1,428% +$6M
ACC
785
DELISTED
American Campus Communities, Inc.
ACC
$7.5M 0.02%
150,732
+49,096
+48% +$2.37M
SRC
786
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$7.46M 0.02%
153,119
+4,915
+3% +$250K
GME icon
787
GameStop
GME
$8.55B
$7.45M 0.02%
1,179,456
+577,248
+96% +$3.56M
BMS
788
DELISTED
Bemis
BMS
$7.43M 0.02%
155,349
-34,602
-18% -$1.71M
ETY icon
789
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$7.4M 0.02%
715,068
-111,475
-13% -$1.16M
SPWR
790
DELISTED
SunPower Corporation Common Stock
SPWR
$7.38M 0.02%
1,703,950
-223,503
-12% -$1.09M
ACH
791
Accendra Health
ACH
$261M
$7.37M 0.02%
208,758
+127,300
+156% +$4.3M
B
792
Barrick Mining
B
$62.6B
$7.36M 0.02%
460,334
-173,863
-27% -$2.76M
LFUS icon
793
Littelfuse
LFUS
$11.3B
$7.33M 0.02%
+48,319
New +$6.89M
RUN icon
794
Sunrun
RUN
$2.49B
$7.33M 0.02%
1,380,374
+198,860
+17% +$1.1M
VGR
795
DELISTED
Vector Group Ltd.
VGR
$7.32M 0.02%
525,286
-29,794
-5% -$387K
NAN icon
796
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$7.3M 0.02%
543,969
-59,947
-10% -$831K
MMD
797
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$7.3M 0.02%
398,676
-65,072
-14% -$1.23M
GSK icon
798
GSK
GSK
$103B
$7.24M 0.02%
150,398
-25,653
-15% -$1.27M
JLL icon
799
Jones Lang LaSalle
JLL
$16.8B
$7.22M 0.02%
71,470
-10,029
-12% -$1.01M
VGM icon
800
Invesco Trust Investment Grade Municipals
VGM
$549M
$7.21M 0.02%
565,300
-210,900
-27% -$2.75M
30 31
32
33 34

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.