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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEB
776
DELISTED
CEB Inc.
CEB
$13.4M 0.03%
223,597
-7,364
-3% -$481K
PTC icon
777
PTC
PTC
$15.2B
$13.4M 0.03%
362,905
-11,155
-3% -$427K
MYGN icon
778
Myriad Genetics
MYGN
$289M
$13.3M 0.03%
345,505
+19,107
+6% +$713K
HAIN icon
779
Hain Celestial
HAIN
$45.5M
$13.2M 0.03%
257,382
-29,820
-10% -$1.39M
IDE
780
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$13.1M 0.03%
763,890
+154,833
+25% +$2.8M
BDJ icon
781
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$13.1M 0.03%
1,592,465
-79,471
-5% -$659K
EVT icon
782
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
$13M 0.03%
644,699
+18,453
+3% +$377K
GTAT
783
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$13M 0.03%
1,199,514
-245,080
-17% -$3.74M
DXJ icon
784
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$12.9M 0.03%
246,150
-9,200
-4% -$463K
PAA icon
785
Plains All American Pipeline
PAA
$17.1B
$12.8M 0.03%
217,415
+31,808
+17% +$1.86M
EDF
786
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$12.8M 0.03%
660,533
+31,200
+5% +$626K
WTRG icon
787
Essential Utilities
WTRG
$11B
$12.8M 0.03%
541,941
-11,567
-2% -$283K
WEX icon
788
WEX
WEX
$6.38B
$12.7M 0.03%
115,299
-4,130
-3% -$454K
FBR
789
DELISTED
Fibria Celulose Sa
FBR
$12.7M 0.03%
1,153,318
-14,102
-1% -$146K
BTE icon
790
Baytex Energy
BTE
$3.1B
$12.6M 0.03%
333,045
-17,612
-5% -$749K
SVC
791
Service Properties Trust
SVC
$1.02B
$12.6M 0.03%
94,554
+20,853
+28% +$3.02M
BCE icon
792
BCE
BCE
$20.3B
$12.6M 0.03%
293,884
+200,717
+215% +$8.97M
JSD
793
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$12.6M 0.03%
733,737
-38,819
-5% -$695K
WPC icon
794
W.P. Carey
WPC
$16.6B
$12.5M 0.03%
200,314
+111,342
+125% +$7.29M
OPLN
795
Openlane
OPLN
$4.36B
$12.5M 0.03%
1,149,727
+256,493
+29% +$2.93M
ETB
796
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$12.4M 0.03%
796,501
+34,044
+4% +$544K
ONIT
797
Onity Group
ONIT
$319M
$12.4M 0.03%
31,560
-20,351
-39% -$9.2M
JKS
798
JinkoSolar
JKS
$824M
$12.3M 0.03%
448,423
-270,206
-38% -$7.71M
BSJF
799
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$12.3M 0.03%
465,936
-3,692,529
-89% -$98.4M
MANT
800
DELISTED
Mantech International Corp
MANT
$12.3M 0.03%
456,997
+302,027
+195% +$8.66M
30 31
32
33 34

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.