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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
751
Uber
UBER
$153B
$2.32M 0.02%
50,393
+2,497
+5% +$114K
AJG icon
752
Arthur J. Gallagher & Co
AJG
$63.6B
$2.31M 0.02%
10,152
-7,040
-41% -$1.58M
PII icon
753
Polaris
PII
$4.07B
$2.31M 0.02%
22,201
+8,628
+64% +$1.02M
CNP icon
754
CenterPoint Energy
CNP
$26.8B
$2.31M 0.02%
86,056
-8,341
-9% -$241K
PDT
755
John Hancock Premium Dividend Fund
PDT
$626M
$2.31M 0.02%
239,857
+35,576
+17% +$377K
ACGL icon
756
Arch Capital
ACGL
$33.6B
$2.31M 0.02%
28,946
-23,005
-44% -$1.79M
NBTB icon
757
NBT Bancorp
NBTB
$2.74B
$2.3M 0.02%
72,599
+17,740
+32% +$607K
EXAS
758
DELISTED
Exact Sciences
EXAS
$2.3M 0.02%
33,662
+1,587
+5% +$135K
IEX icon
759
IDEX
IEX
$17.3B
$2.29M 0.02%
11,022
-830
-7% -$180K
EGO icon
760
Eldorado Gold
EGO
$9.89B
$2.29M 0.02%
256,586
-62,914
-20% -$613K
AFG icon
761
American Financial Group
AFG
$12.1B
$2.29M 0.02%
20,463
-7,734
-27% -$893K
DOX icon
762
Amdocs
DOX
$6.22B
$2.28M 0.02%
26,960
+3,911
+17% +$353K
USHY icon
763
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$2.28M 0.02%
65,586
-14,343
-18% -$504K
CRSP icon
764
CRISPR Therapeutics
CRSP
$5.17B
$2.28M 0.02%
50,152
-19,313
-28% -$997K
NTLA icon
765
Intellia Therapeutics
NTLA
$1.67B
$2.27M 0.02%
71,680
-14,962
-17% -$580K
HLT icon
766
Hilton Worldwide
HLT
$71.5B
$2.26M 0.02%
15,060
+4,271
+40% +$645K
CELH icon
767
Celsius Holdings
CELH
$7.03B
$2.26M 0.02%
39,507
+102
+0.3% +$5.74K
TAP icon
768
Molson Coors Class B
TAP
$8.09B
$2.26M 0.02%
35,532
-4,051
-10% -$264K
LAKE icon
769
Lakeland Industries
LAKE
$119M
$2.26M 0.02%
149,692
-287
-0.2% -$4.25K
FICO icon
770
Fair Isaac
FICO
$22.5B
$2.25M 0.02%
2,593
-266
-9% -$228K
TTE icon
771
TotalEnergies
TTE
$190B
$2.25M 0.02%
34,172
-3,020
-8% -$187K
TDC icon
772
Teradata
TDC
$2.55B
$2.24M 0.02%
49,842
-28,387
-36% -$1.39M
EGP icon
773
EastGroup Properties
EGP
$10.9B
$2.24M 0.02%
13,449
+1,718
+15% +$304K
HTO
774
H2O America
HTO
$2.62B
$2.23M 0.02%
37,159
+473
+1% +$31.7K
CFG icon
775
Citizens Financial Group
CFG
$30.6B
$2.23M 0.02%
83,257
-4,551
-5% -$130K
29 30
31
32 33

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.