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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMN
751
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$2.68M 0.02%
247,443
+88,059
+55% +$948K
MNP
752
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2.67M 0.02%
220,943
+33,286
+18% +$405K
LCID icon
753
Lucid Motors
LCID
$2.77B
$2.67M 0.02%
33,239
+5,135
+18% +$456K
NCV
754
Virtus Convertible & Income Fund
NCV
$390M
$2.67M 0.02%
198,603
-113,765
-36% -$1.66M
KTOS icon
755
Kratos Defense & Security Solutions
KTOS
$11.4B
$2.67M 0.02%
197,810
-20,722
-9% -$247K
CARR icon
756
Carrier Global
CARR
$52.8B
$2.66M 0.02%
58,160
+24,078
+71% +$1.08M
DBX icon
757
Dropbox
DBX
$8.12B
$2.66M 0.02%
122,869
+39,422
+47% +$865K
HIG icon
758
Hartford Financial Services
HIG
$39.3B
$2.64M 0.02%
37,902
-3,625
-9% -$269K
CINF icon
759
Cincinnati Financial
CINF
$27.1B
$2.64M 0.02%
23,545
-18,250
-44% -$2.08M
SRI icon
760
Stoneridge
SRI
$213M
$2.64M 0.02%
141,101
+298
+0.2% +$6.4K
AZO icon
761
AutoZone
AZO
$51.1B
$2.64M 0.02%
1,073
+266
+33% +$649K
ASX icon
762
ASE Group
ASX
$82.2B
$2.64M 0.02%
330,859
+186,256
+129% +$1.36M
AZTA icon
763
Azenta
AZTA
$1.48B
$2.62M 0.02%
58,606
-6,754
-10% -$334K
GDO
764
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.61M 0.02%
205,870
+18,075
+10% +$234K
SLQT icon
765
SelectQuote
SLQT
$121M
$2.61M 0.02%
1,201,881
+1,921
+0.2% +$3.1K
CHX
766
DELISTED
ChampionX
CHX
$2.57M 0.02%
94,672
+21,960
+30% +$656K
USHY icon
767
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$2.56M 0.02%
72,080
-8,675
-11% -$305K
HTO
768
H2O America
HTO
$2.62B
$2.53M 0.02%
33,217
+18,389
+124% +$1.42M
MKC icon
769
McCormick & Company Non-Voting
MKC
$14.2B
$2.53M 0.02%
30,378
-6,976
-19% -$532K
EVG
770
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2.53M 0.02%
241,872
+17,742
+8% +$186K
JPC icon
771
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$2.51M 0.02%
382,212
+45,503
+14% +$333K
HPI
772
John Hancock Preferred Income Fund
HPI
$433M
$2.5M 0.02%
156,336
-4,029
-3% -$67.1K
BEAM icon
773
Beam Therapeutics
BEAM
$2.84B
$2.49M 0.02%
81,238
-6,620
-8% -$261K
EMD
774
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2.48M 0.02%
288,181
+12,170
+4% +$111K
KTF
775
DWS Municipal Income Trust
KTF
$352M
$2.46M 0.02%
276,064
-78,700
-22% -$693K
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.