We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
751
Eversource Energy
ES
$27.2B
$2.61M 0.02%
31,112
-14,100
-31% -$1.12M
ENX
752
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$2.61M 0.02%
289,458
-55,923
-16% -$491K
GPN icon
753
Global Payments
GPN
$22.8B
$2.6M 0.02%
26,214
-3,056
-10% -$319K
AFG icon
754
American Financial Group
AFG
$12.1B
$2.6M 0.02%
18,906
-1,480
-7% -$203K
SEE
755
DELISTED
Sealed Air
SEE
$2.59M 0.02%
52,014
+13,567
+35% +$662K
SPTN
756
DELISTED
SpartanNash
SPTN
$2.58M 0.02%
85,410
-30,989
-27% -$1.01M
CPT icon
757
Camden Property Trust
CPT
$11.3B
$2.58M 0.02%
23,066
-2,173
-9% -$249K
HPI
758
John Hancock Preferred Income Fund
HPI
$433M
$2.57M 0.02%
160,365
+30,285
+23% +$483K
PDCE
759
DELISTED
PDC Energy, Inc.
PDCE
$2.57M 0.02%
40,475
+11,576
+40% +$807K
SYNH
760
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$2.57M 0.02%
70,002
+18,804
+37% +$743K
APTV icon
761
Aptiv
APTV
$10.3B
$2.57M 0.02%
27,553
-844
-3% -$80.2K
JGH icon
762
Nuveen Global High Income Fund
JGH
$356M
$2.56M 0.02%
227,930
+14,949
+7% +$169K
PHT
763
DELISTED
Pioneer High Income Fund
PHT
$2.56M 0.02%
394,257
+23,345
+6% +$154K
BHK icon
764
BlackRock Core Bond Trust
BHK
$667M
$2.56M 0.02%
246,642
+40,023
+19% +$419K
MOS icon
765
The Mosaic Company
MOS
$7.33B
$2.56M 0.02%
58,317
+16,425
+39% +$813K
PBF icon
766
PBF Energy
PBF
$7.31B
$2.55M 0.02%
62,528
+29,602
+90% +$1.23M
DMF
767
DELISTED
BNY Mellon Municipal Income
DMF
$2.53M 0.02%
403,912
+126,644
+46% +$783K
ECL icon
768
Ecolab
ECL
$79.9B
$2.53M 0.02%
17,347
+454
+3% +$66.7K
APLS
769
DELISTED
Apellis Pharmaceuticals
APLS
$2.52M 0.02%
48,807
+13,288
+37% +$705K
EMD
770
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2.51M 0.02%
276,011
+32,691
+13% +$280K
IVH
771
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.51M 0.02%
229,366
+15,249
+7% +$161K
NNY icon
772
Nuveen New York Municipal Value Fund
NNY
$157M
$2.51M 0.02%
303,450
+75,928
+33% +$626K
FRC
773
DELISTED
First Republic Bank
FRC
$2.5M 0.02%
20,528
-4,607
-18% -$562K
TOWN icon
774
Towne Bank
TOWN
$3.42B
$2.5M 0.02%
81,069
+28,241
+53% +$875K
MTDR icon
775
Matador Resources
MTDR
$6.09B
$2.5M 0.02%
43,631
+8,531
+24% +$538K
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.