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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
751
Kratos Defense & Security Solutions
KTOS
$11.4B
$2.51M 0.02%
246,956
-6,770
-3% -$90.7K
AFG icon
752
American Financial Group
AFG
$12.1B
$2.51M 0.02%
20,386
+823
+4% +$108K
MPWR icon
753
Monolithic Power Systems
MPWR
$68.9B
$2.5M 0.02%
6,883
-2,083
-23% -$927K
SCI icon
754
Service Corp International
SCI
$11.6B
$2.49M 0.02%
43,156
-13,857
-24% -$913K
URI icon
755
United Rentals
URI
$72.4B
$2.48M 0.02%
9,194
+2,849
+45% +$829K
PHM icon
756
Pultegroup
PHM
$25.3B
$2.47M 0.02%
65,980
+6,837
+12% +$288K
TSM icon
757
TSMC
TSM
$2.18T
$2.47M 0.02%
36,021
+2,863
+9% +$237K
AGI icon
758
Alamos Gold
AGI
$13.9B
$2.47M 0.02%
332,920
-84,669
-20% -$627K
PCQ
759
Pimco California Municipal Income Fund
PCQ
$167M
$2.46M 0.02%
177,823
+50,481
+40% +$758K
PKE icon
760
Park Aerospace
PKE
$819M
$2.46M 0.02%
222,660
+4,351
+2% +$51.4K
POR icon
761
Portland General Electric
POR
$5.77B
$2.45M 0.02%
56,419
+17,505
+45% +$895K
ECL icon
762
Ecolab
ECL
$79.9B
$2.44M 0.02%
16,893
-1,714
-9% -$278K
IONS icon
763
Ionis Pharmaceuticals
IONS
$9.4B
$2.43M 0.02%
54,969
-8,777
-14% -$370K
APLS
764
DELISTED
Apellis Pharmaceuticals
APLS
$2.43M 0.02%
35,519
-6,159
-15% -$364K
DOV icon
765
Dover
DOV
$28.4B
$2.43M 0.02%
20,807
-23,175
-53% -$2.96M
HAS icon
766
Hasbro
HAS
$13.2B
$2.42M 0.02%
35,930
-6,065
-14% -$479K
AVA icon
767
Avista
AVA
$3.24B
$2.42M 0.02%
65,248
+41,283
+172% +$1.73M
SYNH
768
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$2.41M 0.02%
51,198
+852
+2% +$55K
PHT
769
DELISTED
Pioneer High Income Fund
PHT
$2.4M 0.02%
370,912
-7,879
-2% -$55.7K
COHR icon
770
Coherent
COHR
$74.2B
$2.39M 0.02%
68,632
+60,934
+792% +$2.92M
WBD icon
771
Warner Bros
WBD
$67.1B
$2.38M 0.02%
207,041
-9,042
-4% -$123K
BNTX icon
772
BioNTech
BNTX
$23.5B
$2.38M 0.02%
17,609
-3,189
-15% -$488K
ESAB icon
773
ESAB
ESAB
$5.71B
$2.37M 0.02%
70,989
-761
-1% -$31.2K
SSRM icon
774
SSR Mining
SSRM
$6.48B
$2.35M 0.02%
159,654
-23,129
-13% -$348K
GLQ
775
Clough Global Equity Fund
GLQ
$158M
$2.35M 0.02%
341,602
+54,241
+19% +$478K
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.