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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
751
Conagra Brands
CAG
$7.23B
$3.96M 0.02%
116,898
+6,674
+6% +$226K
EG icon
752
Everest Group
EG
$14.4B
$3.92M 0.02%
15,631
+1,457
+10% +$374K
DBRG icon
753
DigitalBridge
DBRG
$2.95B
$3.91M 0.02%
162,205
+622
+0.4% +$17.2K
OIA icon
754
Invesco Municipal Income Opportunities Trust
OIA
$292M
$3.91M 0.02%
491,359
+38,373
+8% +$316K
ICLR icon
755
Icon
ICLR
$12.7B
$3.89M 0.02%
+14,855
New +$3.61M
VFC icon
756
VF Corp
VFC
$5.89B
$3.89M 0.02%
58,035
-18,748
-24% -$1.44M
VTWO icon
757
Vanguard Russell 2000 ETF
VTWO
$17.9B
$3.89M 0.02%
43,961
+22,452
+104% +$2.01M
KMT icon
758
Kennametal
KMT
$2.52B
$3.88M 0.02%
113,400
-147
-0.1% -$5.28K
APH icon
759
Amphenol
APH
$209B
$3.85M 0.02%
105,290
-94,654
-47% -$3.48M
BLW icon
760
BlackRock Limited Duration Income Trust
BLW
$493M
$3.84M 0.02%
224,546
-7,224
-3% -$124K
JGH icon
761
Nuveen Global High Income Fund
JGH
$356M
$3.84M 0.02%
238,966
+23,945
+11% +$386K
RJF icon
762
Raymond James Financial
RJF
$34B
$3.84M 0.02%
41,591
+1,098
+3% +$98.4K
AGCO icon
763
AGCO
AGCO
$7.2B
$3.84M 0.02%
31,314
-341
-1% -$44.6K
EMB icon
764
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.84M 0.02%
34,859
-4,629
-12% -$520K
SBNY
765
DELISTED
Signature Bank
SBNY
$3.81M 0.02%
14,010
-7,996
-36% -$2.01M
HIX
766
Western Asset High Income Fund II
HIX
$355M
$3.81M 0.02%
531,743
-75,389
-12% -$560K
SCI icon
767
Service Corp International
SCI
$11.6B
$3.8M 0.02%
63,013
-55,438
-47% -$3.37M
HAS icon
768
Hasbro
HAS
$13.2B
$3.79M 0.02%
42,524
+5,454
+15% +$530K
COR icon
769
Cencora
COR
$61.2B
$3.79M 0.02%
31,738
+6,096
+24% +$732K
USA icon
770
Liberty All-Star Equity Fund
USA
$1.85B
$3.79M 0.02%
440,863
+6,618
+2% +$57.7K
CPK icon
771
Chesapeake Utilities
CPK
$3.21B
$3.79M 0.02%
31,544
+965
+3% +$121K
SSB icon
772
SouthState Bank Corp
SSB
$10.5B
$3.77M 0.02%
50,521
+2,868
+6% +$204K
AM icon
773
Antero Midstream
AM
$10.1B
$3.76M 0.02%
360,713
+18,385
+5% +$180K
CINF icon
774
Cincinnati Financial
CINF
$27.1B
$3.76M 0.02%
32,894
-11,998
-27% -$1.42M
HALO icon
775
Halozyme
HALO
$12.2B
$3.75M 0.02%
92,204
+1,458
+2% +$61K
29 30
31
32 33

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.