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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
751
C.H. Robinson
CHRW
$17.5B
$3.34M 0.02%
35,551
+11,035
+45% +$1.05M
ADPT icon
752
Adaptive Biotechnologies
ADPT
$3.97B
$3.31M 0.02%
+55,924
New +$2.88M
PPLT
753
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$3.3M 0.02%
327,400
-7,710
-2% -$68K
GBDC icon
754
Golub Capital BDC
GBDC
$3.42B
$3.29M 0.02%
232,918
-61,399
-21% -$839K
PKE icon
755
Park Aerospace
PKE
$819M
$3.29M 0.02%
245,005
-7,745
-3% -$95.3K
VGI
756
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$3.28M 0.02%
270,701
-13,176
-5% -$149K
CINF icon
757
Cincinnati Financial
CINF
$27.1B
$3.27M 0.02%
37,462
-474
-1% -$37.8K
SYF icon
758
Synchrony
SYF
$25.6B
$3.27M 0.02%
94,092
-2,618
-3% -$78.7K
FOLD
759
DELISTED
Amicus Therapeutics
FOLD
$3.25M 0.02%
140,698
+119,126
+552% +$2.44M
CCL icon
760
Carnival Corporation Ltd
CCL
$39.7B
$3.24M 0.02%
149,722
+40,232
+37% +$715K
AMLP icon
761
Alerian MLP ETF
AMLP
$13.1B
$3.24M 0.02%
126,131
-9,775
-7% -$235K
AM icon
762
Antero Midstream
AM
$10.1B
$3.23M 0.02%
419,535
+73,021
+21% +$495K
AMH icon
763
American Homes 4 Rent
AMH
$12.5B
$3.22M 0.02%
107,471
-259,849
-71% -$7.62M
IOVA icon
764
Iovance Biotherapeutics
IOVA
$2.87B
$3.22M 0.02%
69,398
-13,243
-16% -$526K
UHS icon
765
Universal Health Services
UHS
$10.5B
$3.2M 0.02%
23,244
+1,933
+9% +$241K
HL icon
766
Hecla Mining
HL
$11.3B
$3.19M 0.02%
492,517
+22,106
+5% +$118K
RVT icon
767
Royce Value Trust
RVT
$2.3B
$3.19M 0.02%
197,734
-20,999
-10% -$308K
UE icon
768
Urban Edge Properties
UE
$2.73B
$3.18M 0.02%
+245,740
New +$2.95M
AUB icon
769
Atlantic Union Bankshares
AUB
$5.97B
$3.18M 0.02%
96,455
-3,794
-4% -$109K
SKX
770
DELISTED
Skechers
SKX
$3.17M 0.02%
88,305
-25,218
-22% -$858K
SLG icon
771
SL Green Realty
SLG
$3.99B
$3.15M 0.02%
51,412
+32,384
+170% +$1.71M
BLW icon
772
BlackRock Limited Duration Income Trust
BLW
$493M
$3.15M 0.02%
197,866
-105,585
-35% -$1.61M
AGI icon
773
Alamos Gold
AGI
$13.9B
$3.13M 0.02%
357,460
+41,860
+13% +$372K
BKR icon
774
Baker Hughes
BKR
$61.1B
$3.12M 0.02%
149,802
-57,207
-28% -$1.01M
RMD icon
775
ResMed
RMD
$30.7B
$3.11M 0.02%
14,632
+2,692
+23% +$537K
29 30
31
32 33

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.