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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
751
Alamos Gold
AGI
$13.9B
$2.78M 0.02%
315,600
-27,452
-8% -$277K
CBRE icon
752
CBRE Group
CBRE
$42.9B
$2.77M 0.02%
59,026
-13,622
-19% -$622K
TWLO icon
753
Twilio
TWLO
$36.6B
$2.77M 0.02%
11,210
+5,707
+104% +$1.41M
CASY icon
754
Casey's General Stores
CASY
$30.9B
$2.77M 0.02%
15,559
+1,402
+10% +$237K
RVT icon
755
Royce Value Trust
RVT
$2.3B
$2.77M 0.02%
218,733
-11,285
-5% -$148K
PKE icon
756
Park Aerospace
PKE
$819M
$2.76M 0.02%
252,750
-8,463
-3% -$94.9K
FDS icon
757
Factset
FDS
$10.2B
$2.75M 0.02%
8,227
-8,312
-50% -$2.87M
WSFS icon
758
WSFS Financial
WSFS
$4.15B
$2.75M 0.02%
102,043
-85,353
-46% -$2.41M
BKR icon
759
Baker Hughes
BKR
$61.1B
$2.75M 0.02%
207,009
-14,227
-6% -$218K
MPWR icon
760
Monolithic Power Systems
MPWR
$68.9B
$2.72M 0.02%
9,737
-532
-5% -$138K
HMY icon
761
Harmony Gold Mining
HMY
$12.3B
$2.72M 0.02%
516,556
-78,768
-13% -$470K
IOVA icon
762
Iovance Biotherapeutics
IOVA
$2.87B
$2.72M 0.02%
82,641
-29,961
-27% -$919K
CEV
763
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$2.72M 0.02%
204,388
-6,988
-3% -$94K
NVCR icon
764
NovoCure
NVCR
$1.91B
$2.72M 0.02%
24,422
-42,079
-63% -$3.36M
AMLP icon
765
Alerian MLP ETF
AMLP
$13.1B
$2.71M 0.02%
135,906
-32,526
-19% -$753K
BNY
766
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.71M 0.02%
200,174
+12,102
+6% +$168K
JHI
767
John Hancock Investors Trust
JHI
$117M
$2.71M 0.02%
171,016
+8,025
+5% +$129K
MQT
768
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$2.7M 0.02%
206,474
-8,987
-4% -$118K
BIT icon
769
BlackRock Multi-Sector Income Trust
BIT
$702M
$2.7M 0.02%
171,001
-32,772
-16% -$511K
CMA
770
DELISTED
Comerica
CMA
$2.7M 0.02%
70,487
+7,247
+11% +$279K
AIMC
771
DELISTED
Altra Industrial Motion Corp
AIMC
$2.7M 0.02%
+72,928
New +$2.68M
ENB icon
772
Enbridge
ENB
$112B
$2.69M 0.02%
92,012
-19,519
-18% -$614K
EVF
773
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.69M 0.02%
457,490
-26,822
-6% -$154K
GE icon
774
GE Aerospace
GE
$384B
$2.68M 0.02%
86,253
+15,688
+22% +$510K
RGEN icon
775
Repligen
RGEN
$9.25B
$2.65M 0.02%
17,955
+4,055
+29% +$580K
29 30
31
32 33

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.