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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
751
Allspring Multi-Sector Income Fund
ERC
$259M
$2.19M 0.02%
227,427
+10,521
+5% +$125K
WEA
752
Western Asset Premier Bond Fund
WEA
$124M
$2.18M 0.02%
193,417
+21,450
+12% +$291K
DE icon
753
Deere & Co
DE
$168B
$2.18M 0.02%
15,760
-104
-0.7% -$16.5K
RRC icon
754
Range Resources
RRC
$8.95B
$2.17M 0.02%
953,304
-21,640
-2% -$68.9K
COF icon
755
Capital One
COF
$134B
$2.17M 0.02%
43,114
-10,502
-20% -$923K
BTG icon
756
B2Gold
BTG
$6.64B
$2.17M 0.02%
707,968
-130,947
-16% -$519K
MYJ
757
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$2.17M 0.02%
160,468
-95,232
-37% -$1.42M
UAL icon
758
United Airlines
UAL
$42.1B
$2.16M 0.02%
68,451
-33,830
-33% -$2.24M
RARE icon
759
Ultragenyx Pharmaceutical
RARE
$2.55B
$2.16M 0.02%
48,601
-9,539
-16% -$495K
ULTA icon
760
Ulta Beauty
ULTA
$24.3B
$2.16M 0.02%
12,282
-4,320
-26% -$1.08M
ARWR icon
761
Arrowhead Research
ARWR
$12.4B
$2.16M 0.02%
74,972
-8,182
-10% -$330K
TDY icon
762
Teledyne Technologies
TDY
$32B
$2.15M 0.02%
7,252
+307
+4% +$105K
RDWR icon
763
Radware
RDWR
$1.19B
$2.15M 0.02%
101,834
+16,742
+20% +$394K
CBOE icon
764
Cboe Global Markets
CBOE
$29.9B
$2.14M 0.02%
23,981
+2,720
+13% +$304K
ELV icon
765
Elevance Health
ELV
$85.5B
$2.12M 0.02%
9,357
-7,342
-44% -$2M
JQC icon
766
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.12M 0.02%
374,185
+74,185
+25% +$513K
HSBC icon
767
HSBC
HSBC
$356B
$2.12M 0.02%
75,547
+3,857
+5% +$134K
NVO
768
Novo Nordisk
NVO
$209B
$2.12M 0.02%
70,254
-14,536
-17% -$433K
BBDC icon
769
Barings BDC
BBDC
$965M
$2.11M 0.02%
282,387
+81,936
+41% +$777K
FR icon
770
First Industrial Realty Trust
FR
$8.44B
$2.1M 0.02%
63,052
+4,529
+8% +$180K
DY icon
771
Dycom Industries
DY
$12.3B
$2.09M 0.02%
81,600
-5,642
-6% -$199K
GDV icon
772
Gabelli Dividend & Income Trust
GDV
$2.66B
$2.08M 0.02%
140,707
+992
+0.7% +$19.4K
TCOM icon
773
Trip.com Group
TCOM
$29.1B
$2.08M 0.02%
88,872
-32,939
-27% -$1.03M
JHI
774
John Hancock Investors Trust
JHI
$117M
$2.08M 0.02%
165,131
+6,299
+4% +$103K
TSM icon
775
TSMC
TSM
$2.18T
$2.07M 0.02%
43,268
-44,498
-51% -$2.43M
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.