We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
751
DELISTED
Unilever NV New York Registry Shares
UN
$3.9M 0.03%
67,921
+4,069
+6% +$240K
IAA
752
DELISTED
IAA, Inc. Common Stock
IAA
$3.9M 0.03%
82,761
-9,541
-10% -$402K
ALEX
753
DELISTED
Alexander & Baldwin
ALEX
$3.89M 0.03%
+185,625
New +$4.2M
MAV
754
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.88M 0.03%
359,164
-55,192
-13% -$597K
TIF
755
DELISTED
Tiffany & Co.
TIF
$3.88M 0.03%
29,026
+3,640
+14% +$430K
ENX
756
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.87M 0.03%
320,331
-1,232
-0.4% -$15K
MYJ
757
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$3.86M 0.03%
255,700
-24,855
-9% -$380K
GFI icon
758
Gold Fields
GFI
$33B
$3.84M 0.03%
581,835
+83,793
+17% +$475K
HTD
759
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$907M
$3.8M 0.03%
139,137
-19,906
-13% -$542K
IWN icon
760
iShares Russell 2000 Value ETF
IWN
$14.6B
$3.8M 0.03%
29,563
+10,464
+55% +$1.29M
COTY icon
761
Coty
COTY
$2.47B
$3.8M 0.03%
337,774
+36,779
+12% +$419K
ANAT
762
DELISTED
American National Group, Inc. Common Stock
ANAT
$3.8M 0.03%
32,266
+281
+0.9% +$33.2K
MHD icon
763
BlackRock MuniHoldings Fund
MHD
$604M
$3.79M 0.03%
223,852
+37,782
+20% +$629K
XRX icon
764
Xerox
XRX
$413M
$3.77M 0.03%
102,380
+849
+0.8% +$29.7K
EIM
765
Eaton Vance Municipal Bond Fund
EIM
$495M
$3.77M 0.03%
292,608
-114,135
-28% -$1.47M
IMMU
766
DELISTED
Immunomedics Inc
IMMU
$3.75M 0.03%
177,270
+26,377
+17% +$465K
GBT
767
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3.75M 0.03%
47,117
+278
+0.6% +$16.5K
CTR
768
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$3.74M 0.03%
87,147
-1,913
-2% -$79.4K
NXJ
769
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$3.74M 0.03%
254,999
-11,246
-4% -$163K
DELL icon
770
Dell
DELL
$278B
$3.73M 0.03%
143,338
-92,775
-39% -$2.41M
GER
771
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$3.71M 0.03%
95,795
-5,489
-5% -$217K
BGS icon
772
B&G Foods
BGS
$284M
$3.7M 0.03%
206,253
+10,847
+6% +$182K
CMC icon
773
Commercial Metals
CMC
$8.28B
$3.7M 0.03%
166,123
+20,485
+14% +$415K
RDS.A
774
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.69M 0.03%
62,640
-1,938
-3% -$113K
NSA
775
DELISTED
National Storage Affiliates Trust
NSA
$3.69M 0.03%
109,793
-60,525
-36% -$2.03M
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.