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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
751
Waters Corp
WAT
$39.2B
$3.65M 0.03%
16,337
-11,982
-42% -$2.59M
GDV icon
752
Gabelli Dividend & Income Trust
GDV
$2.64B
$3.63M 0.03%
168,905
+8,321
+5% +$178K
CCOI icon
753
Cogent Communications
CCOI
$546M
$3.63M 0.03%
65,827
-18,458
-22% -$1.1M
CHRD icon
754
Chord Energy
CHRD
$7.46B
$3.62M 0.03%
1,045,691
-51,412
-5% -$203K
EVV
755
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.62M 0.03%
289,496
+7,794
+3% +$97.9K
BNY
756
Bank of New York Mellon
BNY
$108B
$3.61M 0.03%
79,897
+3,690
+5% +$164K
GAP
757
The Gap Inc
GAP
$7.39B
$3.6M 0.03%
207,259
+27,615
+15% +$490K
PCK
758
DELISTED
Pimco California Municipal Income Fund II
PCK
$3.58M 0.03%
366,387
+57,662
+19% +$571K
HYEM icon
759
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$3.56M 0.03%
153,385
-14,496
-9% -$340K
OTEX icon
760
Open Text
OTEX
$6.23B
$3.54M 0.03%
86,620
-18,316
-17% -$747K
AOD
761
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.52M 0.03%
422,582
+29,060
+7% +$240K
NML
762
Neuberger Energy Infrastructure and Income Fund Inc
NML
$571M
$3.52M 0.03%
488,633
-90,278
-16% -$653K
AA icon
763
Alcoa
AA
$12.5B
$3.52M 0.03%
175,166
-11,988
-6% -$249K
TT icon
764
Trane Technologies
TT
$105B
$3.51M 0.03%
28,493
+7,705
+37% +$940K
BAH icon
765
Booz Allen Hamilton
BAH
$8.89B
$3.5M 0.03%
49,234
+5,127
+12% +$363K
KTF
766
DWS Municipal Income Trust
KTF
$350M
$3.49M 0.03%
301,164
+177,996
+145% +$2.05M
BP icon
767
BP
BP
$109B
$3.48M 0.03%
91,625
-12,370
-12% -$472K
LH icon
768
Labcorp
LH
$25.6B
$3.48M 0.03%
24,085
-7,809
-24% -$1.14M
TCOM icon
769
Trip.com Group
TCOM
$29.1B
$3.47M 0.03%
118,411
+4,836
+4% +$170K
KIM icon
770
Kimco Realty
KIM
$16.4B
$3.46M 0.03%
165,964
-23,890
-13% -$455K
KGC icon
771
Kinross Gold
KGC
$30.4B
$3.45M 0.03%
749,895
-283,363
-27% -$1.32M
WTRG icon
772
Essential Utilities
WTRG
$11.3B
$3.44M 0.03%
76,824
-6,423
-8% -$276K
INFO
773
DELISTED
IHS Markit Ltd. Common Shares
INFO
$3.44M 0.03%
51,497
-5,796
-10% -$379K
IQI icon
774
Invesco Quality Municipal Securities
IQI
$530M
$3.44M 0.03%
268,983
+22,041
+9% +$280K
VAR
775
DELISTED
Varian Medical Systems, Inc.
VAR
$3.42M 0.03%
28,747
+71
+0.2% +$8.45K
29 30
31
32 33

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.