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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
751
Masco
MAS
$15.2B
$3.49M 0.03%
119,312
-62,778
-34% -$1.95M
SLRC icon
752
SLR Investment Corp
SLRC
$691M
$3.48M 0.03%
181,598
-59,021
-25% -$1.22M
HHH icon
753
Howard Hughes
HHH
$3.92B
$3.48M 0.03%
37,435
+2,050
+6% +$213K
TCOM icon
754
Trip.com Group
TCOM
$28.9B
$3.48M 0.03%
128,741
-27,743
-18% -$845K
CVA
755
DELISTED
Covanta Holding Corporation
CVA
$3.48M 0.03%
259,350
+1,175
+0.5% +$18.1K
TSRO
756
DELISTED
TESARO, Inc.
TSRO
$3.48M 0.03%
46,855
-25,594
-35% -$1.23M
CHT icon
757
Chunghwa Telecom
CHT
$32.6B
$3.47M 0.03%
96,975
-10,322
-10% -$359K
JMF
758
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$3.47M 0.03%
426,861
+12,308
+3% +$117K
GOLD
759
DELISTED
Randgold Resources Ltd
GOLD
$3.46M 0.03%
41,674
-12,744
-23% -$1.03M
PEGI
760
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$3.44M 0.03%
184,617
+20,739
+13% +$403K
MAV
761
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.43M 0.03%
336,335
+92,603
+38% +$967K
LOXO
762
DELISTED
Loxo Oncology, Inc
LOXO
$3.42M 0.03%
24,432
-2,480
-9% -$376K
STLD icon
763
Steel Dynamics
STLD
$38.1B
$3.42M 0.03%
113,777
+3,445
+3% +$130K
DMB
764
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$3.41M 0.03%
287,077
+74,519
+35% +$901K
CM icon
765
Canadian Imperial Bank of Commerce
CM
$108B
$3.4M 0.03%
91,392
-7,078
-7% -$301K
HLF icon
766
Herbalife
HLF
$1.31B
$3.4M 0.03%
57,716
-10,721
-16% -$592K
CMBS icon
767
iShares CMBS ETF
CMBS
$473M
$3.38M 0.03%
67,243
+12,091
+22% +$598K
WPM icon
768
Wheaton Precious Metals
WPM
$55.8B
$3.37M 0.03%
172,597
-52,365
-23% -$893K
AGR
769
DELISTED
Avangrid, Inc.
AGR
$3.36M 0.03%
67,140
-28,862
-30% -$1.42M
DOV icon
770
Dover
DOV
$28.3B
$3.36M 0.03%
47,387
-10,153
-18% -$829K
MYD
771
DELISTED
BlackRock MuniYield Fund
MYD
$3.34M 0.03%
266,449
-126,159
-32% -$1.63M
ON icon
772
ON Semiconductor
ON
$29.9B
$3.34M 0.03%
202,090
-56,639
-22% -$980K
NGG icon
773
National Grid
NGG
$80.7B
$3.32M 0.03%
78,319
-27,743
-26% -$1.3M
UHS icon
774
Universal Health Services
UHS
$10.4B
$3.31M 0.03%
28,409
-840
-3% -$106K
DPG
775
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$3.3M 0.03%
278,278
-48,634
-15% -$656K
29 30
31
32 33

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.