We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAYO
751
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$4.71M 0.03%
135,698
+128,942
+1,909% +$4.71M
SAGE
752
DELISTED
Sage Therapeutics
SAGE
$4.71M 0.03%
33,350
+1,310
+4% +$202K
EXPD icon
753
Expeditors International
EXPD
$23.1B
$4.71M 0.03%
64,028
+1,288
+2% +$95.2K
MFM
754
Aberdeen Municipal Income Fund
MFM
$222M
$4.7M 0.03%
724,781
+598
+0.1% +$4.01K
TPR icon
755
Tapestry
TPR
$32.5B
$4.69M 0.03%
93,324
-23,895
-20% -$1.17M
FLO icon
756
Flowers Foods
FLO
$1.53B
$4.68M 0.03%
250,992
+38,855
+18% +$784K
ENX
757
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$4.68M 0.03%
422,867
-6,013
-1% -$67.4K
PFGC icon
758
Performance Food Group
PFGC
$17.8B
$4.67M 0.03%
140,351
+31,955
+29% +$1.13M
USCR
759
DELISTED
U S Concrete, Inc.
USCR
$4.67M 0.03%
101,897
+92,898
+1,032% +$4.67M
SUNS
760
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.67M 0.03%
279,393
-7,041
-2% -$118K
EIM
761
Eaton Vance Municipal Bond Fund
EIM
$493M
$4.67M 0.03%
404,763
+23,845
+6% +$280K
AFB
762
AllianceBernstein National Municipal Income Fund
AFB
$314M
$4.67M 0.03%
376,588
+7,140
+2% +$89.5K
HUBG icon
763
HUB Group
HUBG
$2.82B
$4.66M 0.03%
204,512
+2,476
+1% +$61.6K
JWN
764
DELISTED
Nordstrom
JWN
$4.64M 0.03%
77,578
-3,580
-4% -$205K
CM icon
765
Canadian Imperial Bank of Commerce
CM
$108B
$4.62M 0.03%
98,470
-564
-0.6% -$25.9K
SP
766
DELISTED
SP Plus Corporation
SP
$4.6M 0.03%
126,109
+14,410
+13% +$555K
AGR
767
DELISTED
Avangrid, Inc.
AGR
$4.6M 0.03%
96,002
-17,667
-16% -$891K
LOXO
768
DELISTED
Loxo Oncology, Inc
LOXO
$4.6M 0.03%
26,912
+1,650
+7% +$277K
VNO icon
769
Vornado Realty Trust
VNO
$7.34B
$4.59M 0.03%
62,867
+4,265
+7% +$316K
JMF
770
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$4.59M 0.03%
414,553
-14,685
-3% -$160K
VGR
771
DELISTED
Vector Group Ltd.
VGR
$4.58M 0.03%
492,081
+138,450
+39% +$1.51M
NZF icon
772
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$4.58M 0.03%
317,685
+3,324
+1% +$48.3K
MYC
773
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.58M 0.03%
359,561
-3,805
-1% -$50.5K
NUS icon
774
Nu Skin
NUS
$251M
$4.56M 0.03%
55,369
+20,294
+58% +$1.61M
BGR icon
775
BlackRock Energy and Resources Trust
BGR
$406M
$4.56M 0.03%
312,651
+21,563
+7% +$319K
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.