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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
751
Vanguard S&P 500 ETF
VOO
$1.01T
$8.28M 0.02%
34,207
-1,558
-4% -$391K
BOE icon
752
BlackRock Enhanced Global Dividend Trust
BOE
$683M
$8.28M 0.02%
715,423
+25,351
+4% +$310K
ULQ
753
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$8.26M 0.02%
+164,388
New +$8.26M
HIW icon
754
Highwoods Properties
HIW
$3.47B
$8.22M 0.02%
187,507
+64,169
+52% +$2.91M
MBT
755
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$8.2M 0.02%
719,872
+258,750
+56% +$3.01M
XYZ
756
Block Inc
XYZ
$47.5B
$8.14M 0.02%
165,519
-2
-0% -$92
EOD
757
Allspring Global Dividend Opportunity Fund
EOD
$283M
$8.12M 0.02%
1,427,683
+165,182
+13% +$964K
OA
758
DELISTED
Orbital ATK, Inc.
OA
$8.09M 0.02%
61,024
-3,314
-5% -$437K
CIM
759
Chimera Investment
CIM
$993M
$8.09M 0.02%
154,877
-13,135
-8% -$688K
OPLN
760
Openlane
OPLN
$4.62B
$8.02M 0.02%
390,947
+247,518
+173% +$4.99M
AVA icon
761
Avista
AVA
$3.22B
$8.01M 0.02%
156,173
-109,278
-41% -$5.52M
FEN
762
DELISTED
First Trust Energy Income and Growth Fund
FEN
$8M 0.02%
367,860
+49,479
+16% +$1.22M
LPT
763
DELISTED
Liberty Property Trust
LPT
$7.98M 0.02%
200,824
+17,984
+10% +$725K
LM
764
DELISTED
Legg Mason, Inc.
LM
$7.98M 0.02%
196,346
+28,295
+17% +$1.17M
PCI
765
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.98M 0.02%
348,578
-21,292
-6% -$478K
PRI icon
766
Primerica
PRI
$10.2B
$7.97M 0.02%
82,542
-3,953
-5% -$397K
DPZ icon
767
Domino's
DPZ
$11.9B
$7.94M 0.02%
34,006
+912
+3% +$199K
SHY icon
768
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$7.94M 0.02%
95,028
-675
-0.7% -$56.4K
NSL
769
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.92M 0.02%
1,208,869
+91,447
+8% +$591K
CCD
770
Calamos Dynamic Convertible & Income Fund
CCD
$728M
$7.92M 0.02%
402,208
-8,425
-2% -$168K
KYE
771
DELISTED
Kayne Anderson Energy
KYE
$7.89M 0.02%
917,011
-124,285
-12% -$1.24M
UTG icon
772
Reaves Utility Income Fund
UTG
$3.58B
$7.87M 0.02%
278,870
+27,150
+11% +$789K
BGH
773
Barings Global Short Duration High Yield Fund
BGH
$285M
$7.87M 0.02%
421,617
+631
+0.1% +$11.9K
ON icon
774
ON Semiconductor
ON
$18.6B
$7.83M 0.02%
320,238
+62,070
+24% +$1.5M
AWR icon
775
American States Water
AWR
$3.4B
$7.77M 0.02%
146,409
+7,776
+6% +$421K
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.