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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NCV
751
Virtus Convertible & Income Fund
NCV
$380M
| $8.47M | 0.02% |
301,211
+20,871
| +7% | +$589K |
|
|
OA
752
DELISTED
Orbital ATK, Inc.
OA
| $8.46M | 0.02% |
64,338
+28,289
| +78% | +$3.75M |
|
|
FEN
753
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $8.44M | 0.02% |
318,381
+63,333
| +25% | +$1.48M |
|
754
Brink's
BCO
$4.84B
| $8.43M | 0.02% |
107,077
+101,395
| +1,784% | +$8.21M |
|
755
Bank OZK
OZK
$5.57B
| $8.4M | 0.02% |
173,350
+31,932
| +23% | +$1.48M |
|
|
THS
756
DELISTED
Treehouse Foods
THS
| $8.4M | 0.02% |
169,796
+3,969
| +2% | +$212K |
|
|
ETB
757
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
| $8.38M | 0.02% |
500,876
+55,714
| +13% | +$929K |
|
758
O-I Glass
OI
$1.13B
| $8.37M | 0.02% |
377,746
-25,428
| -6% | -$607K |
|
759
American Homes 4 Rent
AMH
$11.9B
| $8.37M | 0.02% |
383,161
+272,405
| +246% | +$5.91M |
|
760
Enbridge
ENB
$121B
| $8.37M | 0.02% |
213,902
-26,160
| -11% | -$1.01M |
|
761
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $8.36M | 0.02% |
348,498
-37,384
| -10% | -$866K |
|
762
BlackRock TCP Capital
TCPC
$273M
| $8.35M | 0.02% |
546,494
+26,111
| +5% | +$418K |
|
763
Eagle Materials
EXP
$6.3B
| $8.33M | 0.02% |
73,486
-50,515
| -41% | -$5.47M |
|
|
PCI
764
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $8.3M | 0.02% |
369,870
-13,244
| -3% | -$299K |
|
|
CGI
765
DELISTED
Celadon Group Inc
CGI
| $8.27M | 0.02% |
1,291,749
| – | – |
|
|
CCD
766
Calamos Dynamic Convertible & Income Fund
CCD
$698M
| $8.24M | 0.02% |
410,633
+49,959
| +14% | +$1.02M |
|
767
California Water Service
CWT
$3.02B
| $8.24M | 0.02% |
181,677
-31,006
| -15% | -$1.34M |
|
|
IBKC
768
DELISTED
IBERIABANK Corp
IBKC
| $8.22M | 0.02% |
106,104
-8,416
| -7% | -$647K |
|
769
National Fuel Gas
NFG
$7.84B
| $8.22M | 0.02% |
149,713
+3,329
| +2% | +$190K |
|
|
CHI
770
Calamos Convertible Opportunities and Income Fund
CHI
$999M
| $8.21M | 0.02% |
734,122
+25,090
| +4% | +$288K |
|
|
JHG
771
DELISTED
Janus Henderson
JHG
| $8.18M | 0.02% |
213,859
+123,227
| +136% | +$4.44M |
|
|
BGH
772
Barings Global Short Duration High Yield Fund
BGH
$281M
| $8.16M | 0.02% |
420,986
+10,168
| +2% | +$204K |
|
773
Equity Lifestyle Properties
ELS
$12.7B
| $8.16M | 0.02% |
183,278
-1,980
| -1% | -$88.1K |
|
774
Old Dominion Freight Line
ODFL
$44.2B
| $8.14M | 0.02% |
185,586
-81,489
| -31% | -$3.28M |
|
775
The Greenbrier Companies
GBX
$1.52B
| $8.12M | 0.02% |
152,247
+70,829
| +87% | +$3.55M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.