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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVA icon
751
Granite Construction
GVA
$5.03B
$8.47M 0.02%
146,197
+14,753
+11% +$778K
GMLP
752
DELISTED
Golar LNG Partners LP
GMLP
$8.47M 0.02%
364,687
+176,302
+94% +$3.76M
LXP icon
753
LXP Industrial Trust
LXP
$3.58B
$8.47M 0.02%
165,725
-1,621
-1% -$81K
BGH
754
Barings Global Short Duration High Yield Fund
BGH
$281M
$8.46M 0.02%
410,818
+16,921
+4% +$342K
EGRX
755
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$8.45M 0.02%
141,662
+9,489
+7% +$574K
NDSN icon
756
Nordson
NDSN
$16.4B
$8.44M 0.02%
71,207
+7,637
+12% +$913K
AUB icon
757
Atlantic Union Bankshares
AUB
$6B
$8.43M 0.02%
238,879
+16,200
+7% +$522K
PZZA icon
758
Papa John's
PZZA
$995M
$8.41M 0.02%
115,149
+10,604
+10% +$797K
FNSR
759
DELISTED
Finisar Corp
FNSR
$8.41M 0.02%
379,358
+21,436
+6% +$525K
DINO icon
760
HF Sinclair
DINO
$16.7B
$8.39M 0.02%
233,354
+5,216
+2% +$157K
TXRH icon
761
Texas Roadhouse
TXRH
$13.7B
$8.39M 0.02%
170,739
+14,892
+10% +$726K
PFN
762
PIMCO Income Strategy Fund II
PFN
$696M
$8.38M 0.02%
783,572
+25,638
+3% +$272K
CIEN icon
763
Ciena
CIEN
$52.7B
$8.38M 0.02%
381,380
+12,196
+3% +$292K
VCV icon
764
Invesco California Value Municipal Income Trust
VCV
$516M
$8.36M 0.02%
637,502
+66,102
+12% +$854K
PNFP icon
765
Pinnacle Financial Partners Inc
PNFP
$15.8B
$8.31M 0.02%
124,136
+13,938
+13% +$878K
NFG icon
766
National Fuel Gas
NFG
$7.84B
$8.29M 0.02%
146,384
+5,282
+4% +$306K
BGT icon
767
BlackRock Floating Rate Income Trust
BGT
$321M
$8.28M 0.02%
587,044
-19,154
-3% -$265K
SLRC icon
768
SLR Investment Corp
SLRC
$696M
$8.27M 0.02%
382,235
-26,834
-7% -$578K
GLOG
769
DELISTED
GASLOG LTD
GLOG
$8.26M 0.02%
473,558
-18,636
-4% -$313K
ATHM icon
770
Autohome
ATHM
$2.63B
$8.25M 0.02%
137,276
+57,149
+71% +$3.27M
PE
771
DELISTED
PARSLEY ENERGY INC
PE
$8.24M 0.02%
312,864
+122,810
+65% +$3.24M
MMS icon
772
Maximus
MMS
$3.19B
$8.24M 0.02%
127,746
+15,851
+14% +$972K
FIF
773
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$8.19M 0.02%
436,538
-39,292
-8% -$719K
ACHC icon
774
Acadia Healthcare
ACHC
$2.62B
$8.18M 0.02%
171,360
+3,820
+2% +$186K
CHI
775
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$8.18M 0.02%
709,032
+96,839
+16% +$1.1M
29 30
31
32 33

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.