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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COTY icon
751
Coty
COTY
$2.46B
$8.23M 0.03%
350,065
+133,524
+62% +$3.53M
TOL icon
752
Toll Brothers
TOL
$14.1B
$8.22M 0.03%
275,264
-33,385
-11% -$964K
TECH icon
753
Bio-Techne
TECH
$11.2B
$8.21M 0.03%
299,892
-22,376
-7% -$615K
EOS
754
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$8.19M 0.03%
595,041
+30,923
+5% +$414K
MSCI icon
755
MSCI
MSCI
$41.8B
$8.18M 0.03%
97,404
-15,012
-13% -$1.28M
JBL icon
756
Jabil
JBL
$33.4B
$8.17M 0.03%
374,588
+50,040
+15% +$1.04M
WOOF
757
DELISTED
VCA Inc.
WOOF
$8.13M 0.03%
116,238
-7,057
-6% -$493K
DOC
758
DELISTED
PHYSICIANS REALTY TRUST
DOC
$8.08M 0.03%
375,197
-30,148
-7% -$637K
OC icon
759
Owens Corning
OC
$11.5B
$8.04M 0.03%
150,651
-11,946
-7% -$642K
DST
760
DELISTED
DST Systems Inc.
DST
$8.01M 0.02%
135,880
-18,980
-12% -$1.15M
SEDG icon
761
SolarEdge
SEDG
$2.74B
$7.99M 0.02%
463,562
+70,990
+18% +$1.25M
NKX icon
762
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$7.98M 0.02%
480,320
+55,687
+13% +$949K
TMUS icon
763
T-Mobile US
TMUS
$190B
$7.96M 0.02%
170,473
-5,146
-3% -$236K
JKHY icon
764
Jack Henry & Associates
JKHY
$11.1B
$7.96M 0.02%
93,016
-13,936
-13% -$1.22M
FNV icon
765
Franco-Nevada
FNV
$41.4B
$7.94M 0.02%
113,630
-6,810
-6% -$510K
MIE
766
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$7.93M 0.02%
737,718
-52,493
-7% -$553K
PGX icon
767
Invesco Preferred ETF
PGX
$3.8B
$7.93M 0.02%
523,841
-100,717
-16% -$1.54M
EXP icon
768
Eagle Materials
EXP
$6.59B
$7.92M 0.02%
102,446
-14,459
-12% -$1.16M
WNR
769
DELISTED
Western Refining Inc
WNR
$7.83M 0.02%
295,720
+38,323
+15% +$906K
MKSI icon
770
MKS Inc
MKSI
$20.9B
$7.82M 0.02%
157,244
-9,212
-6% -$434K
TLN
771
DELISTED
Talen Energy Corporation
TLN
$7.81M 0.02%
564,123
-54,384
-9% -$747K
EFT
772
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$7.81M 0.02%
549,999
+61,377
+13% +$856K
ARCC icon
773
Ares Capital
ARCC
$13.8B
$7.79M 0.02%
502,812
+153,567
+44% +$2.36M
DPG
774
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$7.78M 0.02%
455,261
-1,362
-0.3% -$23.4K
CTR
775
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.76M 0.02%
118,814
+9,918
+9% +$641K
29 30
31
32 33

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.