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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGU
751
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$12.4M 0.03%
500,366
+108,849
+28% +$2.73M
TERP
752
DELISTED
TerraForm Power, Inc
TERP
$12.3M 0.03%
399,826
+18,853
+5% +$537K
IPI icon
753
Intrepid Potash
IPI
$456M
$12.3M 0.03%
88,872
+87,738
+7,737% +$12.2M
ETP
754
DELISTED
Energy Transfer Partners L.p.
ETP
$12.3M 0.03%
189,065
-87,821
-32% -$5.61M
GSK icon
755
GSK
GSK
$104B
$12.3M 0.03%
229,620
+29,862
+15% +$1.67M
SU icon
756
Suncor Energy
SU
$79.4B
$12.2M 0.03%
384,131
+167,795
+78% +$5.55M
BP icon
757
BP
BP
$116B
$12.2M 0.03%
385,713
-281,894
-42% -$9.47M
RNR icon
758
RenaissanceRe
RNR
$13.3B
$12.1M 0.03%
124,811
+120,961
+3,142% +$12M
ETB
759
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$12.1M 0.03%
762,637
-33,864
-4% -$536K
DXJ icon
760
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$12.1M 0.03%
246,150
– –
PHD
761
DELISTED
Pioneer Floating Rate Fund
PHD
$12.1M 0.03%
1,063,402
-225,569
-17% -$2.58M
LE icon
762
Lands' End
LE
$370M
$12.1M 0.03%
+223,909
New +$10.6M
FRA icon
763
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$12M 0.03%
898,539
-161,316
-15% -$2.19M
EVT icon
764
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$12M 0.03%
576,084
-68,615
-11% -$1.39M
GOV
765
DELISTED
Government Properties Income Trust
GOV
$11.9M 0.03%
518,819
-370,522
-42% -$8.46M
BPL
766
DELISTED
Buckeye Partners, L.P.
BPL
$11.9M 0.03%
156,722
-39,422
-20% -$3.04M
WPC icon
767
W.P. Carey
WPC
$16.8B
$11.8M 0.03%
172,453
-27,861
-14% -$1.84M
NXJ
768
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$11.8M 0.03%
877,610
+671,747
+326% +$9.06M
ACP
769
abrdn Income Credit Strategies Fund
ACP
$635M
$11.8M 0.03%
808,397
-42,420
-5% -$657K
BC icon
770
Brunswick
BC
$5.13B
$11.8M 0.03%
230,302
+17,094
+8% +$800K
DAR icon
771
Darling Ingredients
DAR
$9.64B
$11.7M 0.03%
645,300
+544,090
+538% +$9.84M
DINO icon
772
HF Sinclair
DINO
$16.3B
$11.7M 0.03%
312,261
+37,307
+14% +$1.55M
BUI icon
773
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$11.7M 0.03%
562,839
+96,429
+21% +$1.94M
PCYC
774
DELISTED
PHARMACYCLICS INC
PCYC
$11.7M 0.03%
95,418
+11,435
+14% +$1.46M
RAX
775
DELISTED
Rackspace Hosting Inc
RAX
$11.6M 0.03%
248,303
+213,743
+618% +$8.81M
29 30
31
32 33

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.