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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MWE
751
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$14.7M 0.04%
191,277
-33,450
-15% -$2.5M
VCIT icon
752
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$14.7M 0.04%
171,051
+46,091
+37% +$3.98M
MIE
753
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$14.6M 0.04%
692,255
+259,247
+60% +$5.51M
AEIS icon
754
Advanced Energy
AEIS
$11.9B
$14.5M 0.03%
770,745
-167,683
-18% -$3.09M
PACW
755
DELISTED
PacWest Bancorp
PACW
$14.4M 0.03%
349,349
-9,318
-3% -$391K
RESI
756
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$14.3M 0.03%
597,723
-149,696
-20% -$3.71M
PGX icon
757
Invesco Preferred ETF
PGX
$3.8B
$14.3M 0.03%
985,825
+136,880
+16% +$1.99M
NCV
758
Virtus Convertible & Income Fund
NCV
$382M
$14M 0.03%
365,997
-10,978
-3% -$442K
ASNA
759
DELISTED
Ascena Retail Group, Inc.
ASNA
$14M 0.03%
52,476
+48,890
+1,363% +$16M
AL
760
DELISTED
Air Lease Corp
AL
$13.9M 0.03%
427,673
+144,082
+51% +$5.26M
EOS
761
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$13.9M 0.03%
1,020,384
-15,583
-2% -$213K
DDD icon
762
3D Systems Corp
DDD
$462M
$13.8M 0.03%
298,495
-3,377
-1% -$176K
ACP
763
abrdn Income Credit Strategies Fund
ACP
$630M
$13.8M 0.03%
850,817
-1,044
-0.1% -$17.7K
LXP icon
764
LXP Industrial Trust
LXP
$3.56B
$13.8M 0.03%
282,505
-251,277
-47% -$13.6M
BGC
765
DELISTED
General Cable Corporation
BGC
$13.8M 0.03%
916,337
-337,276
-27% -$7.38M
OKS
766
DELISTED
Oneok Partners LP
OKS
$13.8M 0.03%
246,297
+34,995
+17% +$1.99M
ULTI
767
DELISTED
Ultimate Software Group Inc
ULTI
$13.8M 0.03%
97,291
+94,571
+3,477% +$13.2M
RWT
768
Redwood Trust
RWT
$580M
$13.7M 0.03%
828,579
-2,517
-0.3% -$47.7K
MFA
769
MFA Financial
MFA
$931M
$13.7M 0.03%
440,794
+42,481
+11% +$1.4M
PL
770
DELISTED
PROTECTIVE LIFE CORP
PL
$13.7M 0.03%
197,510
+73,548
+59% +$5.11M
MTGE
771
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$13.7M 0.03%
727,455
+77,106
+12% +$1.54M
TEX icon
772
Terex
TEX
$7.36B
$13.7M 0.03%
430,636
+92,759
+27% +$3.39M
CRL icon
773
Charles River Laboratories
CRL
$11.1B
$13.7M 0.03%
228,831
-6,171
-3% -$353K
OIS icon
774
Oil States International
OIS
$497M
$13.7M 0.03%
220,568
-28,039
-11% -$1.76M
AAL icon
775
American Airlines Group
AAL
$10.6B
$13.6M 0.03%
383,100
+76,810
+25% +$3.02M
29 30
31
32 33

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.