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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAKE icon
726
Lakeland Industries
LAKE
$119M
$2.77M 0.02%
149,558
-134
-0.1% -$2.06K
VMBS icon
727
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$2.76M 0.02%
59,581
+13,061
+28% +$577K
USHY icon
728
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$2.76M 0.02%
75,916
+10,330
+16% +$362K
IRWD icon
729
Ironwood Pharmaceuticals
IRWD
$714M
$2.76M 0.02%
240,871
-15,024
-6% -$149K
SRI icon
730
Stoneridge
SRI
$213M
$2.75M 0.02%
140,638
-87
-0.1% -$1.51K
BKT icon
731
BlackRock Income Trust
BKT
$341M
$2.75M 0.02%
225,865
+32,907
+17% +$376K
WDC icon
732
Western Digital
WDC
$150B
$2.75M 0.02%
69,440
-20,565
-23% -$720K
BGX
733
Blackstone Long-Short Credit Income Fund
BGX
$138M
$2.73M 0.02%
238,091
-14,677
-6% -$167K
EGP icon
734
EastGroup Properties
EGP
$10.9B
$2.73M 0.02%
14,853
+1,404
+10% +$240K
WEA
735
Western Asset Premier Bond Fund
WEA
$124M
$2.72M 0.02%
251,949
+18,271
+8% +$189K
FR icon
736
First Industrial Realty Trust
FR
$8.44B
$2.72M 0.02%
51,560
+50
+0.1% +$2.33K
NRG icon
737
NRG Energy
NRG
$24.8B
$2.71M 0.02%
52,471
+8,601
+20% +$389K
SCCO icon
738
Southern Copper
SCCO
$166B
$2.71M 0.02%
33,962
-20,790
-38% -$1.45M
FLTR icon
739
VanEck IG Floating Rate ETF
FLTR
$2.97B
$2.71M 0.02%
107,702
+1,472
+1% +$37.1K
ALGN icon
740
Align Technology
ALGN
$12.3B
$2.7M 0.02%
9,852
-16,519
-63% -$3.92M
MEI icon
741
Methode Electronics
MEI
$592M
$2.68M 0.02%
118,090
+2,410
+2% +$56.4K
DMF
742
DELISTED
BNY Mellon Municipal Income
DMF
$2.67M 0.02%
410,209
-25,806
-6% -$154K
NWL icon
743
Newell Brands
NWL
$2.56B
$2.66M 0.02%
306,087
-4,173
-1% -$31.8K
PLXS icon
744
Plexus
PLXS
$7.23B
$2.65M 0.02%
24,541
-14,311
-37% -$1.44M
AFG icon
745
American Financial Group
AFG
$12.1B
$2.65M 0.02%
22,282
+1,819
+9% +$205K
MHF
746
Western Asset Municipal High Income Fund
MHF
$153M
$2.64M 0.02%
410,504
-13,437
-3% -$83.7K
AAP icon
747
Advance Auto Parts
AAP
$3.49B
$2.63M 0.02%
+43,103
New +$2.36M
SSRM icon
748
SSR Mining
SSRM
$6.48B
$2.61M 0.02%
242,398
+52,767
+28% +$641K
K
749
DELISTED
Kellanova
K
$2.6M 0.02%
46,556
-21,057
-31% -$1.1M
PFF icon
750
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.6M 0.02%
83,296
+11,845
+17% +$354K
28 29
30
31 32

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.