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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPCT icon
726
Nuveen Core Plus Impact Fund
NPCT
$282M
$2.54M 0.02%
277,592
+60,474
+28% +$592K
NXJ
727
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$2.54M 0.02%
239,683
+42,355
+21% +$478K
MUJ icon
728
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$2.53M 0.02%
250,223
+50,263
+25% +$549K
CAH icon
729
Cardinal Health
CAH
$55.4B
$2.53M 0.02%
29,138
-51,430
-64% -$4.65M
SSRM icon
730
SSR Mining
SSRM
$6.48B
$2.52M 0.02%
189,631
-58,927
-24% -$854K
LH icon
731
Labcorp
LH
$25.9B
$2.5M 0.02%
12,458
+143
+1% +$30.2K
LSCC icon
732
Lattice Semiconductor
LSCC
$18.5B
$2.5M 0.02%
29,069
-2,268
-7% -$205K
ECL icon
733
Ecolab
ECL
$79.9B
$2.49M 0.02%
14,714
-19,430
-57% -$3.53M
FNF icon
734
Fidelity National Financial
FNF
$13.5B
$2.49M 0.02%
60,197
-8,903
-13% -$357K
MPT
735
Medical Properties Trust
MPT
$2.81B
$2.48M 0.02%
455,606
-116,226
-20% -$931K
WOLF icon
736
Wolfspeed
WOLF
$1.71B
$2.48M 0.02%
65,129
+37,745
+138% +$1.98M
DMF
737
DELISTED
BNY Mellon Municipal Income
DMF
$2.47M 0.02%
436,015
-12,474
-3% -$77K
IRWD icon
738
Ironwood Pharmaceuticals
IRWD
$714M
$2.46M 0.02%
255,895
+9,065
+4% +$88.8K
DELL icon
739
Dell
DELL
$293B
$2.46M 0.02%
+35,737
New +$2.13M
FR icon
740
First Industrial Realty Trust
FR
$8.44B
$2.45M 0.02%
51,510
-2,132
-4% -$110K
TCBK icon
741
TriCo Bancshares
TCBK
$1.83B
$2.43M 0.02%
75,859
+1,857
+3% +$65.1K
VAL icon
742
Valaris
VAL
$5.47B
$2.42M 0.02%
32,319
-2,439
-7% -$179K
SSD icon
743
Simpson Manufacturing
SSD
$8.16B
$2.42M 0.02%
16,171
+2,560
+19% +$389K
FMN
744
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$2.41M 0.02%
251,882
+46,593
+23% +$481K
NATI
745
DELISTED
National Instruments Corp
NATI
$2.41M 0.02%
40,419
-249
-0.6% -$14.6K
CMA
746
DELISTED
Comerica
CMA
$2.4M 0.02%
57,804
-37,777
-40% -$1.79M
WEA
747
Western Asset Premier Bond Fund
WEA
$124M
$2.36M 0.02%
233,678
+44,814
+24% +$481K
WRB icon
748
W.R. Berkley
WRB
$26.6B
$2.33M 0.02%
55,146
+12,193
+28% +$505K
BRO icon
749
Brown & Brown
BRO
$23.9B
$2.32M 0.02%
33,252
+7,469
+29% +$533K
SPLK
750
DELISTED
Splunk Inc
SPLK
$2.32M 0.02%
15,874
+4,687
+42% +$531K
28 29
30
31 32

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.