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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
726
GE Aerospace
GE
$384B
$4.29M 0.03%
66,891
-26,700
-29% -$1.72M
INFO
727
DELISTED
IHS Markit Ltd. Common Shares
INFO
$4.29M 0.03%
36,808
+428
+1% +$50.5K
RGLD icon
728
Royal Gold
RGLD
$19.5B
$4.29M 0.03%
44,869
-642
-1% -$71.9K
FEN
729
DELISTED
First Trust Energy Income and Growth Fund
FEN
$4.28M 0.03%
315,738
+34,485
+12% +$481K
UTG icon
730
Reaves Utility Income Fund
UTG
$3.61B
$4.28M 0.03%
130,477
+31
+0% +$1.09K
KGC icon
731
Kinross Gold
KGC
$32.8B
$4.26M 0.03%
794,254
+47,741
+6% +$286K
WBS icon
732
Webster Financial
WBS
$12.8B
$4.24M 0.03%
77,757
+15,126
+24% +$753K
MDU icon
733
MDU Resources
MDU
$4.32B
$4.2M 0.03%
372,331
-32,290
-8% -$387K
ON icon
734
ON Semiconductor
ON
$31.6B
$4.2M 0.03%
91,676
+10,498
+13% +$449K
NI icon
735
NiSource
NI
$20.4B
$4.18M 0.03%
172,649
+12,052
+8% +$300K
DFS
736
DELISTED
Discover Financial Services
DFS
$4.14M 0.02%
33,729
+4,608
+16% +$578K
ROP icon
737
Roper Technologies
ROP
$39.8B
$4.13M 0.02%
9,247
-114
-1% -$54.6K
DELL icon
738
Dell
DELL
$293B
$4.12M 0.02%
78,184
-62,436
-44% -$3.11M
KRC icon
739
Kilroy Realty
KRC
$4.42B
$4.12M 0.02%
62,217
+5,583
+10% +$376K
OTEX icon
740
Open Text
OTEX
$6.04B
$4.11M 0.02%
84,357
-29,170
-26% -$1.52M
BR icon
741
Broadridge
BR
$19B
$4.1M 0.02%
24,628
+4,280
+21% +$729K
AEE icon
742
Ameren
AEE
$30.1B
$4.05M 0.02%
50,042
+1,873
+4% +$160K
TSM icon
743
TSMC
TSM
$2.18T
$4.03M 0.02%
36,111
-11,156
-24% -$1.31M
JSD
744
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.03M 0.02%
266,954
-25,924
-9% -$383K
CPB icon
745
Campbell Soup
CPB
$6.87B
$4.02M 0.02%
96,215
+461
+0.5% +$20K
BNTX icon
746
BioNTech
BNTX
$23.5B
$4.02M 0.02%
14,721
-1,944
-12% -$618K
HTLF
747
DELISTED
Heartland Financial USA, Inc.
HTLF
$4.01M 0.02%
83,485
– –
PAAS icon
748
Pan American Silver
PAAS
$21.6B
$3.98M 0.02%
171,074
-1,009
-0.6% -$26.4K
PWR icon
749
Quanta Services
PWR
$101B
$3.98M 0.02%
34,945
-2,227
-6% -$223K
CMG icon
750
Chipotle Mexican Grill
CMG
$41.5B
$3.97M 0.02%
109,250
-79,850
-42% -$2.9M
28 29
30
31 32

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.