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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
726
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.98M 0.03%
36,527
-2,079
-5% -$232K
ETSY icon
727
Etsy
ETSY
$7.85B
$3.98M 0.03%
19,716
-6,344
-24% -$1.33M
CARR icon
728
Carrier Global
CARR
$52.8B
$3.96M 0.03%
93,859
-5,849
-6% -$227K
MOV icon
729
Movado Group
MOV
$841M
$3.96M 0.03%
139,307
– –
LW icon
730
Lamb Weston
LW
$7.19B
$3.94M 0.03%
50,884
-2,416
-5% -$190K
GAP
731
The Gap Inc
GAP
$7.37B
$3.92M 0.03%
131,594
-21,028
-14% -$523K
FSLR icon
732
First Solar
FSLR
$26.9B
$3.91M 0.03%
44,827
+16,949
+61% +$1.55M
SFM icon
733
Sprouts Farmers Market
SFM
$8.01B
$3.9M 0.03%
146,690
+31,608
+27% +$719K
WKC icon
734
World Kinect Corp
WKC
$1.86B
$3.89M 0.03%
110,393
+45,808
+71% +$1.55M
ECL icon
735
Ecolab
ECL
$79.9B
$3.85M 0.03%
17,995
-8,962
-33% -$1.91M
SYK icon
736
Stryker
SYK
$130B
$3.85M 0.03%
15,787
-4,586
-23% -$1.1M
ENX
737
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.85M 0.03%
315,148
+11,846
+4% +$144K
CRSP icon
738
CRISPR Therapeutics
CRSP
$5.17B
$3.82M 0.03%
31,370
+12,539
+67% +$1.89M
CHD icon
739
Church & Dwight Co
CHD
$24.5B
$3.82M 0.03%
43,747
-666
-1% -$55.6K
HTD
740
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$3.81M 0.03%
162,230
+16,151
+11% +$348K
AEE icon
741
Ameren
AEE
$30.1B
$3.8M 0.03%
46,723
-18,366
-28% -$1.38M
MAV
742
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.79M 0.02%
320,915
-8,162
-2% -$96K
HBI
743
DELISTED
Hanesbrands
HBI
$3.79M 0.02%
192,410
-96,281
-33% -$1.7M
WAT icon
744
Waters Corp
WAT
$39.9B
$3.76M 0.02%
13,244
-3,551
-21% -$970K
F icon
745
Ford
F
$55.7B
$3.76M 0.02%
306,993
+23,731
+8% +$272K
RVTY icon
746
Revvity
RVTY
$12.8B
$3.75M 0.02%
29,235
-1,077
-4% -$149K
DPZ icon
747
Domino's
DPZ
$11.6B
$3.74M 0.02%
10,179
+1,284
+14% +$474K
AG icon
748
First Majestic Silver
AG
$9.07B
$3.74M 0.02%
240,257
-79,886
-25% -$1.28M
HTGC icon
749
Hercules Capital
HTGC
$3.23B
$3.74M 0.02%
233,270
-63,683
-21% -$988K
BABA icon
750
Alibaba
BABA
$308B
$3.72M 0.02%
16,417
-1,188
-7% -$292K
28 29
30
31 32

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.