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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHS
726
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$3.61M 0.02%
308,543
+4,612
+2% +$52.4K
RHI icon
727
Robert Half
RHI
$4.37B
$3.6M 0.02%
57,660
-26,587
-32% -$1.59M
BGH
728
Barings Global Short Duration High Yield Fund
BGH
$287M
$3.58M 0.02%
236,965
-35,712
-13% -$499K
PMF
729
DELISTED
PIMCO Municipal Income Fund
PMF
$3.57M 0.02%
258,013
-53,686
-17% -$727K
OXY icon
730
Occidental Petroleum
OXY
$55.9B
$3.55M 0.02%
205,015
-54,182
-21% -$743K
DMF
731
DELISTED
BNY Mellon Municipal Income
DMF
$3.55M 0.02%
399,925
-17,489
-4% -$150K
CMA
732
DELISTED
Comerica
CMA
$3.53M 0.02%
63,260
-7,227
-10% -$352K
CUBE icon
733
CubeSmart
CUBE
$9.41B
$3.53M 0.02%
105,029
+1,143
+1% +$38.3K
EFA icon
734
iShares MSCI EAFE ETF
EFA
$80.2B
$3.52M 0.02%
48,312
+3,082
+7% +$211K
TKR icon
735
Timken Company
TKR
$9.03B
$3.52M 0.02%
45,570
-11,496
-20% -$783K
GBCI icon
736
Glacier Bancorp
GBCI
$6.35B
$3.51M 0.02%
76,360
-2,398
-3% -$96.9K
ANAT
737
DELISTED
American National Group, Inc. Common Stock
ANAT
$3.49M 0.02%
36,336
+1,009
+3% +$81.3K
THG icon
738
Hanover Insurance
THG
$7.98B
$3.48M 0.02%
29,796
+5,434
+22% +$586K
OTIS icon
739
Otis Worldwide
OTIS
$28.2B
$3.47M 0.02%
51,322
-674
-1% -$43.7K
ALV icon
740
Autoliv
ALV
$9B
$3.46M 0.02%
37,594
+6,645
+21% +$574K
BPMC
741
DELISTED
Blueprint Medicines
BPMC
$3.45M 0.02%
30,737
+20,959
+214% +$2.21M
IONS icon
742
Ionis Pharmaceuticals
IONS
$9.4B
$3.44M 0.02%
60,854
-13,367
-18% -$666K
FOXA icon
743
Fox Class A
FOXA
$26.9B
$3.42M 0.02%
117,421
+14,102
+14% +$394K
DPZ icon
744
Domino's
DPZ
$11.6B
$3.41M 0.02%
8,895
+959
+12% +$377K
FLTR icon
745
VanEck IG Floating Rate ETF
FLTR
$3.04B
$3.41M 0.02%
134,798
-10,270
-7% -$259K
OSK icon
746
Oshkosh
OSK
$9.59B
$3.38M 0.02%
39,256
+24,609
+168% +$1.96M
HTLF
747
DELISTED
Heartland Financial USA, Inc.
HTLF
$3.37M 0.02%
83,485
– –
VCLT icon
748
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$3.37M 0.02%
30,334
+11,804
+64% +$1.28M
MUS
749
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.36M 0.02%
254,268
+60,955
+32% +$790K
KRA
750
DELISTED
Kraton Corporation
KRA
$3.35M 0.02%
+120,494
New +$3.25M
28 29
30
31 32

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.