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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBSW icon
726
Sibanye-Stillwater
SBSW
$7.02B
$4.1M 0.03%
412,557
-34,526
-8% -$267K
TCOM icon
727
Trip.com Group
TCOM
$28.9B
$4.09M 0.03%
121,811
+3,400
+3% +$110K
HEQ
728
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$4.08M 0.03%
273,993
+30,603
+13% +$436K
SPIP icon
729
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$4.07M 0.03%
142,379
-8,858
-6% -$252K
CVI icon
730
CVR Energy
CVI
$3.14B
$4.05M 0.03%
100,226
-2,592
-3% -$114K
BURL icon
731
Burlington
BURL
$23.2B
$4.05M 0.03%
17,743
-16,726
-49% -$3.5M
GDO
732
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$4.04M 0.03%
221,659
+25,633
+13% +$449K
FOXA icon
733
Fox Class A
FOXA
$24.6B
$4.03M 0.03%
108,812
+9,714
+10% +$333K
HOLX
734
DELISTED
Hologic
HOLX
$4.03M 0.03%
77,207
-9,232
-11% -$460K
G icon
735
Genpact
G
$6.07B
$4.02M 0.03%
95,240
+69,837
+275% +$2.79M
EFT
736
Eaton Vance Floating-Rate Income Trust
EFT
$287M
$4.01M 0.03%
292,566
-164,944
-36% -$2.2M
PEGI
737
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$4.01M 0.03%
149,920
-28,760
-16% -$781K
GLW icon
738
Corning
GLW
$135B
$3.98M 0.03%
136,870
-6,466
-5% -$188K
NWL icon
739
Newell Brands
NWL
$2.63B
$3.98M 0.03%
207,239
+98,496
+91% +$1.9M
APLE icon
740
Apple Hospitality REIT
APLE
$3.91B
$3.98M 0.03%
244,912
+19,743
+9% +$319K
FDS icon
741
Factset
FDS
$9.89B
$3.98M 0.03%
14,822
+10,589
+250% +$2.72M
CACC icon
742
Credit Acceptance
CACC
$6.15B
$3.98M 0.03%
8,987
-7,276
-45% -$3.21M
HYEM icon
743
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$3.97M 0.03%
167,419
+14,034
+9% +$329K
VGI
744
Virtus Global Multi-Sector Income Fund
VGI
$82.7M
$3.97M 0.03%
317,278
+1,821
+0.6% +$23.2K
DNKN
745
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$3.95M 0.03%
52,297
+11,142
+27% +$842K
CNC icon
746
Centene
CNC
$33.1B
$3.95M 0.03%
62,801
+9,110
+17% +$494K
PHT
747
DELISTED
Pioneer High Income Fund
PHT
$3.93M 0.03%
411,980
-62,835
-13% -$586K
EVV
748
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.92M 0.03%
295,750
+6,254
+2% +$80.2K
FNB icon
749
FNB Corp
FNB
$6.84B
$3.92M 0.03%
308,407
+46,142
+18% +$566K
UNM icon
750
Unum
UNM
$14.1B
$3.91M 0.03%
134,097
-105,772
-44% -$3.08M
28 29
30
31 32

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.