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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
726
Ionis Pharmaceuticals
IONS
$9.06B
$4.97M 0.03%
96,317
+550
+0.6% +$25.8K
RRX icon
727
Regal Rexnord
RRX
$12.1B
$4.96M 0.03%
60,184
-28,212
-32% -$2.34M
LNT icon
728
Alliant Energy
LNT
$17.9B
$4.95M 0.03%
116,281
+7,026
+6% +$302K
LNC icon
729
Lincoln National
LNC
$8.93B
$4.94M 0.03%
73,019
+4,525
+7% +$299K
BFK
730
DELISTED
BlackRock Municipal Income Trust
BFK
$4.93M 0.03%
396,095
-27,074
-6% -$350K
EVT icon
731
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
$4.92M 0.03%
200,859
+1,327
+0.7% +$31.8K
IPGP icon
732
IPG Photonics
IPGP
$3.83B
$4.9M 0.03%
31,406
-42,527
-58% -$7.89M
DG icon
733
Dollar General
DG
$28.1B
$4.9M 0.03%
44,810
+9,209
+26% +$957K
ETV
734
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$4.9M 0.03%
303,976
+47,293
+18% +$754K
EVH icon
735
Evolent Health
EVH
$430M
$4.89M 0.03%
+172,055
New +$4.1M
MYI icon
736
BlackRock MuniYield Quality Fund III
MYI
$715M
$4.88M 0.03%
403,655
-23,808
-6% -$296K
NGG icon
737
National Grid
NGG
$80.6B
$4.86M 0.03%
106,062
-2,642
-2% -$126K
GT icon
738
Goodyear
GT
$1.91B
$4.85M 0.03%
207,334
-59,946
-22% -$1.41M
CPB icon
739
Campbell Soup
CPB
$6.74B
$4.85M 0.03%
132,304
-1,883
-1% -$76.7K
MQT
740
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.84M 0.03%
412,261
-1,708
-0.4% -$20.5K
ALKS icon
741
Alkermes
ALKS
$8.15B
$4.83M 0.03%
113,723
+13,430
+13% +$583K
PTC icon
742
PTC
PTC
$15.5B
$4.81M 0.03%
45,267
+38,347
+554% +$3.75M
HSBC icon
743
HSBC
HSBC
$352B
$4.8M 0.03%
114,618
-6,348
-5% -$275K
AFG icon
744
American Financial Group
AFG
$12.1B
$4.8M 0.03%
43,263
-3,465
-7% -$386K
MELI icon
745
Mercado Libre
MELI
$90.5B
$4.79M 0.03%
14,083
-1,426
-9% -$483K
ON icon
746
ON Semiconductor
ON
$18.7B
$4.77M 0.03%
258,729
-24,188
-9% -$517K
DPG
747
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$4.74M 0.03%
326,912
-22,427
-6% -$335K
AA icon
748
Alcoa
AA
$12.7B
$4.74M 0.03%
117,407
-24,831
-17% -$1.08M
FCT
749
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$4.72M 0.03%
370,957
+55,994
+18% +$713K
KNX icon
750
Knight Transportation
KNX
$11.5B
$4.72M 0.03%
136,875
+121,183
+772% +$4.24M
28 29
30
31 32

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.