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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Nektar Therapeutics
NKTR
$2.41B
| $9.02M | 0.02% |
10,070
-3,099
| -24% | -$1.83M |
|
727
Atlantic Union Bankshares
AUB
$6B
| $8.99M | 0.02% |
248,660
+9,781
| +4% | +$349K |
|
728
Viavi Solutions
VIAV
$8.65B
| $8.95M | 0.02% |
1,024,046
-6,567
| -0.6% | -$59.5K |
|
729
Blackbaud
BLKB
$1.82B
| $8.94M | 0.02% |
94,602
+77,847
| +465% | +$7.49M |
|
730
Conduent
CNDT
$245M
| $8.94M | 0.02% |
553,105
+397,302
| +255% | +$6.22M |
|
|
CHW
731
Calamos Global Dynamic Income Fund
CHW
$523M
| $8.92M | 0.02% |
982,714
+112,937
| +13% | +$1.03M |
|
732
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
| $8.91M | 0.02% |
188,794
+7,786
| +4% | +$368K |
|
|
GWR
733
DELISTED
Genesee & Wyoming Inc.
GWR
| $8.89M | 0.02% |
112,997
+83,892
| +288% | +$6.26M |
|
734
Bio-Rad Laboratories Class A
BIO
$8.74B
| $8.83M | 0.02% |
36,979
+8,236
| +29% | +$2M |
|
735
Covenant Logistics
CVLG
$928M
| $8.79M | 0.02% |
612,074
-152,874
| -20% | -$2.2M |
|
736
Primerica
PRI
$10.1B
| $8.79M | 0.02% |
86,495
-40,021
| -32% | -$3.81M |
|
737
Vanguard S&P 500 ETF
VOO
$972B
| $8.77M | 0.02% |
35,765
-1,892
| -5% | -$452K |
|
738
East-West Bancorp
EWBC
$17.9B
| $8.77M | 0.02% |
144,159
+97,413
| +208% | +$5.81M |
|
|
SNV
739
DELISTED
Synovus
SNV
| $8.75M | 0.02% |
182,620
+130,280
| +249% | +$6.17M |
|
740
BlackRock Enhanced Global Dividend Trust
BOE
$675M
| $8.63M | 0.02% |
690,072
-69,767
| -9% | -$932K |
|
|
PFN
741
PIMCO Income Strategy Fund II
PFN
$696M
| $8.62M | 0.02% |
825,961
+42,389
| +5% | +$446K |
|
|
EFT
742
Eaton Vance Floating-Rate Income Trust
EFT
$283M
| $8.61M | 0.02% |
601,058
-64,818
| -10% | -$934K |
|
|
PHD
743
DELISTED
Pioneer Floating Rate Fund
PHD
| $8.61M | 0.02% |
750,320
-76,460
| -9% | -$896K |
|
744
Caleres
CAL
$437M
| $8.59M | 0.02% |
256,637
+4,782
| +2% | +$145K |
|
745
City Holding Co
CHCO
$2.04B
| $8.58M | 0.02% |
127,139
+3,734
| +3% | +$261K |
|
746
MillerKnoll
MLKN
$1.53B
| $8.54M | 0.02% |
213,203
+160,623
| +305% | +$5.64M |
|
747
Blackstone Mortgage Trust
BXMT
$2.52B
| $8.53M | 0.02% |
265,139
+84,057
| +46% | +$2.7M |
|
|
PINC
748
DELISTED
Premier
PINC
| $8.53M | 0.02% |
292,278
-16,173
| -5% | -$498K |
|
|
VSLR
749
DELISTED
VIVINT SOLAR, INC.
VSLR
| $8.5M | 0.02% |
2,098,429
+958,796
| +84% | +$3.55M |
|
|
BGX
750
Blackstone Long-Short Credit Income Fund
BGX
$136M
| $8.47M | 0.02% |
532,303
+89,390
| +20% | +$1.43M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.