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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
726
DELISTED
CDK Global, Inc.
CDK
$8.98M 0.02%
142,305
+24,937
+21% +$1.57M
DQ
727
Daqo New Energy
DQ
$819M
$8.98M 0.02%
1,546,460
-258,980
-14% -$1.3M
KYE
728
DELISTED
Kayne Anderson Energy
KYE
$8.92M 0.02%
802,544
-1,799
-0.2% -$19.3K
LW icon
729
Lamb Weston
LW
$7.36B
$8.89M 0.02%
189,608
-1,423
-0.7% -$63.8K
UTF icon
730
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$8.88M 0.02%
385,882
-23,675
-6% -$550K
CHCO icon
731
City Holding Co
CHCO
$2.04B
$8.87M 0.02%
123,405
+7,188
+6% +$467K
WNC icon
732
Wabash National
WNC
$505M
$8.86M 0.02%
388,387
+98,011
+34% +$2.06M
ACH
733
Accendra Health
ACH
$256M
$8.86M 0.02%
303,508
+59,733
+25% +$1.76M
SKX
734
DELISTED
Skechers
SKX
$8.86M 0.02%
352,934
+38,871
+12% +$1.06M
PCI
735
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$8.84M 0.02%
383,114
+12,198
+3% +$276K
AFG icon
736
American Financial Group
AFG
$11.8B
$8.82M 0.02%
85,302
+45,705
+115% +$4.65M
ZWS icon
737
Zurn Elkay Water Solutions
ZWS
$8.31B
$8.82M 0.02%
720,411
+27,666
+4% +$321K
WEN icon
738
Wendy's
WEN
$1.4B
$8.82M 0.02%
567,752
+48,839
+9% +$748K
INFN
739
DELISTED
Infinera Corporation Common Stock
INFN
$8.78M 0.02%
989,678
+337,738
+52% +$3.25M
IGA
740
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$8.77M 0.02%
761,824
+125,185
+20% +$1.37M
CGI
741
DELISTED
Celadon Group Inc
CGI
$8.72M 0.02%
1,291,749
+493,750
+62% +$2.33M
VOO icon
742
Vanguard S&P 500 ETF
VOO
$972B
$8.69M 0.02%
37,657
-2,233
-6% -$506K
IDE
743
Voya Infrastructure, Industrials and Materials Fund
IDE
$196M
$8.69M 0.02%
528,697
-86,553
-14% -$1.33M
GER
744
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$8.63M 0.02%
137,986
+16,284
+13% +$1.02M
SRLN icon
745
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$8.58M 0.02%
181,008
-170
-0.1% -$8.05K
TCPC icon
746
BlackRock TCP Capital
TCPC
$273M
$8.58M 0.02%
520,383
+38,274
+8% +$633K
GSK icon
747
GSK
GSK
$104B
$8.55M 0.02%
168,439
+17,905
+12% +$908K
TTE icon
748
TotalEnergies
TTE
$193B
$8.52M 0.02%
159,144
+6,898
+5% +$354K
REXR icon
749
Rexford Industrial Realty
REXR
$8.56B
$8.5M 0.02%
297,093
+51,046
+21% +$1.46M
UVV icon
750
Universal Corp
UVV
$1.33B
$8.47M 0.02%
147,921
+786
+0.5% +$47K
28 29
30
31 32

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.