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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCPT icon
726
Four Corners Property Trust
FCPT
$2.78B
$8.69M 0.03%
407,505
+59,440
+17% +$1.25M
ABEV icon
727
Ambev
ABEV
$47.1B
$8.68M 0.03%
1,424,487
-165,202
-10% -$988K
FRA icon
728
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$8.62M 0.03%
621,914
+42,113
+7% +$570K
BYM
729
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$8.62M 0.03%
550,395
-5,667
-1% -$89.2K
POOL icon
730
Pool Corp
POOL
$7.11B
$8.6M 0.03%
91,029
-6,386
-7% -$627K
SCI icon
731
Service Corp International
SCI
$11.7B
$8.6M 0.03%
323,842
+11,974
+4% +$324K
AKRX
732
DELISTED
Akorn Inc
AKRX
$8.59M 0.03%
315,255
-9,906
-3% -$293K
APU
733
DELISTED
AmeriGas Partners, L.P.
APU
$8.58M 0.03%
187,878
+97,514
+108% +$4.56M
ASRT
734
DELISTED
Assertio
ASRT
$8.58M 0.03%
5,719
-19
-0.3% -$23.9K
NSA
735
DELISTED
National Storage Affiliates Trust
NSA
$8.57M 0.03%
409,476
+15,723
+4% +$329K
EIM
736
Eaton Vance Municipal Bond Fund
EIM
$492M
$8.57M 0.03%
629,286
-51,489
-8% -$716K
HSBC icon
737
HSBC
HSBC
$370B
$8.54M 0.03%
251,194
+113,267
+82% +$3.55M
WPM icon
738
Wheaton Precious Metals
WPM
$50.8B
$8.52M 0.03%
315,188
-58,156
-16% -$1.6M
AGG icon
739
iShares Core US Aggregate Bond ETF
AGG
$137B
$8.47M 0.03%
75,304
– –
ARW icon
740
Arrow Electronics
ARW
$11.1B
$8.46M 0.03%
132,190
+42,232
+47% +$2.73M
DAR icon
741
Darling Ingredients
DAR
$9.5B
$8.43M 0.03%
623,561
-519,827
-45% -$7.5M
ESND
742
DELISTED
Essendant Inc.
ESND
$8.42M 0.03%
410,334
+64,045
+18% +$1.41M
EDR
743
DELISTED
Education Realty Trust Inc
EDR
$8.4M 0.03%
194,753
-96,126
-33% -$4.39M
BXMX
744
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$8.36M 0.03%
631,375
+27,515
+5% +$360K
HTGC icon
745
Hercules Capital
HTGC
$3.15B
$8.34M 0.03%
614,722
+188,620
+44% +$2.51M
VCV icon
746
Invesco California Value Municipal Income Trust
VCV
$515M
$8.31M 0.03%
602,032
+70,400
+13% +$994K
WEN icon
747
Wendy's
WEN
$1.43B
$8.28M 0.03%
766,987
-102,366
-12% -$1.03M
EMO
748
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$8.26M 0.03%
124,271
-9,801
-7% -$639K
UN
749
DELISTED
Unilever NV New York Registry Shares
UN
$8.26M 0.03%
179,246
-23,397
-12% -$1.08M
NLY icon
750
Annaly Capital Management
NLY
$17.2B
$8.24M 0.03%
196,104
+10,699
+6% +$463K
28 29
30
31 32

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.