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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
51
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$40.2M 0.35%
957,825
-40,592
-4% -$1.7M
SHW icon
52
Sherwin-Williams
SHW
$87.9B
$40.1M 0.35%
157,355
-4,344
-3% -$1.16M
UNH icon
53
UnitedHealth
UNH
$366B
$40.1M 0.35%
79,599
+6,135
+8% +$3.02M
LOW icon
54
Lowe's Companies
LOW
$122B
$39.4M 0.34%
189,657
-33,198
-15% -$7.47M
JNJ icon
55
Johnson & Johnson
JNJ
$617B
$39.2M 0.34%
251,719
-70,025
-22% -$11.6M
INTU icon
56
Intuit
INTU
$87.7B
$38.5M 0.33%
75,337
+3,744
+5% +$1.89M
PG icon
57
Procter & Gamble
PG
$339B
$37.1M 0.32%
254,650
-21,946
-8% -$3.35M
ITW icon
58
Illinois Tool Works
ITW
$84.6B
$37.1M 0.32%
161,084
+12,732
+9% +$3.11M
SYY icon
59
Sysco
SYY
$40.2B
$36.7M 0.32%
554,985
+97,135
+21% +$6.98M
NOW icon
60
ServiceNow
NOW
$120B
$36.3M 0.31%
324,995
+3,770
+1% +$430K
EMR icon
61
Emerson Electric
EMR
$87.2B
$35.8M 0.31%
370,909
-5,453
-1% -$519K
MDT icon
62
Medtronic
MDT
$110B
$35.5M 0.31%
452,925
+28,884
+7% +$2.42M
DE icon
63
Deere & Co
DE
$165B
$33.8M 0.29%
89,658
+9,157
+11% +$3.78M
PSA icon
64
Public Storage
PSA
$61B
$33M 0.28%
125,170
-13,818
-10% -$3.87M
AEP icon
65
American Electric Power
AEP
$68.2B
$32.9M 0.28%
437,429
+24,694
+6% +$2.01M
VZ icon
66
Verizon
VZ
$194B
$32.6M 0.28%
1,007,299
-52,956
-5% -$1.79M
REGN icon
67
Regeneron Pharmaceuticals
REGN
$78.8B
$32.5M 0.28%
39,541
+913
+2% +$718K
KLAC icon
68
KLA
KLAC
$255B
$32.5M 0.28%
708,130
-145,120
-17% -$6.96M
ZTS icon
69
Zoetis
ZTS
$32.2B
$31.4M 0.27%
180,733
+29,890
+20% +$5.43M
DOW icon
70
Dow Inc
DOW
$22B
$31.2M 0.27%
604,441
-739
-0.1% -$39.7K
ADI icon
71
Analog Devices
ADI
$184B
$30.7M 0.26%
175,098
+16,269
+10% +$3M
CMI icon
72
Cummins
CMI
$88.4B
$29.9M 0.26%
130,917
-5,803
-4% -$1.4M
BMY icon
73
Bristol-Myers Squibb
BMY
$131B
$29.6M 0.25%
510,262
-24,647
-5% -$1.51M
MPC icon
74
Marathon Petroleum
MPC
$84.1B
$29.5M 0.25%
194,666
-4,180
-2% -$583K
MU icon
75
Micron Technology
MU
$1.01T
$28.9M 0.25%
424,734
+56,979
+15% +$3.82M
1 2
3
4 5

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.