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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$341B
$39.6M 0.35%
261,222
-15,440
-6% -$2.16M
UNH icon
52
UnitedHealth
UNH
$375B
$39.3M 0.35%
74,219
+1,326
+2% +$702K
MMM icon
53
3M
MMM
$93.9B
$38.7M 0.34%
385,749
+18,925
+5% +$1.93M
FIGS icon
54
FIGS
FIGS
$1.82B
$38.2M 0.34%
5,681,497
– –
LOW icon
55
Lowe's Companies
LOW
$123B
$38M 0.33%
190,537
-7,296
-4% -$1.46M
NAD icon
56
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$37.8M 0.33%
3,200,656
+163,123
+5% +$1.83M
SBUX icon
57
Starbucks
SBUX
$121B
$37.2M 0.33%
374,635
-62,977
-14% -$5.94M
TMUS icon
58
T-Mobile US
TMUS
$186B
$36.6M 0.32%
261,723
-33,896
-11% -$4.87M
BMY icon
59
Bristol-Myers Squibb
BMY
$130B
$36.3M 0.32%
504,017
+5,939
+1% +$448K
REGN icon
60
Regeneron Pharmaceuticals
REGN
$79.1B
$36.1M 0.32%
50,052
-4,463
-8% -$3.29M
LMT icon
61
Lockheed Martin
LMT
$133B
$35.5M 0.31%
72,889
-14,233
-16% -$6.61M
CVS icon
62
CVS Health
CVS
$126B
$35.2M 0.31%
377,493
-4,238
-1% -$409K
HD icon
63
Home Depot
HD
$352B
$34.9M 0.31%
110,349
-5,067
-4% -$1.54M
GD icon
64
General Dynamics
GD
$104B
$34.5M 0.3%
139,221
+20,753
+18% +$5.06M
SHW icon
65
Sherwin-Williams
SHW
$89.7B
$34.5M 0.3%
145,513
-1,687
-1% -$390K
PSA icon
66
Public Storage
PSA
$61.1B
$34.3M 0.3%
122,550
+2,670
+2% +$779K
UPS icon
67
United Parcel Service
UPS
$91.5B
$34.3M 0.3%
197,233
+18,935
+11% +$3.28M
LLY icon
68
Eli Lilly
LLY
$1.04T
$34.2M 0.3%
93,578
-25,312
-21% -$8.97M
ITW icon
69
Illinois Tool Works
ITW
$85.5B
$33.9M 0.3%
153,729
+2,013
+1% +$429K
WBA
70
DELISTED
Walgreens Boots Alliance
WBA
$33.4M 0.29%
894,126
+140,280
+19% +$5.27M
UNP icon
71
Union Pacific
UNP
$176B
$33.4M 0.29%
161,094
+14,492
+10% +$2.97M
AMAT icon
72
Applied Materials
AMAT
$424B
$33.2M 0.29%
340,586
-31,887
-9% -$3.06M
WM icon
73
Waste Management
WM
$89.7B
$33.1M 0.29%
211,134
+44,712
+27% +$7.19M
DOW icon
74
Dow Inc
DOW
$21.4B
$30.9M 0.27%
613,691
+108,120
+21% +$5.28M
NEE icon
75
NextEra Energy
NEE
$179B
$30.8M 0.27%
368,811
-52,424
-12% -$4.24M
1 2
3
4 5

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.