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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.6B
AUM Growth
-$2.54B
Cap. Flow
-$1.56B
Cap. Flow %
-9.38%
Top 10 Hldgs %
15.34%
Holding
2,234
New
132
Increased
1,075
Reduced
882
Closed
118

Top Buys

Rank Stock Value
1
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$58.2M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$14.2M
3
CEG icon
Constellation Energy
CEG
+$11.5M
4
OGE icon
OGE Energy
OGE
+$11.4M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$9.46M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$250M
2
AAPL icon
Apple
AAPL
+$129M
3
MSFT icon
Microsoft
MSFT
+$99.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$70.6M
5
AMZN icon
Amazon
AMZN
+$68M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Financials 16.31%
3 Healthcare 9.8%
4 Consumer Discretionary 8.23%
5 Real Estate 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
51
3M
MMM
$94.5B
$50.4M 0.3%
405,263
+15,508
+4% +$2.06M
AXP icon
52
American Express
AXP
$230B
$49.8M 0.3%
266,528
-311,933
-54% -$56.3M
NVG icon
53
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$49.4M 0.3%
3,341,180
-240,093
-7% -$3.78M
PRU icon
54
Prudential Financial
PRU
$42.1B
$49.4M 0.3%
417,668
+77,780
+23% +$8.84M
HON icon
55
Honeywell
HON
$77.9B
$49.1M 0.3%
267,852
-25,674
-9% -$4.75M
AMD icon
56
Advanced Micro Devices
AMD
$780B
$48.6M 0.29%
444,823
-915
-0.2% -$109K
NEA icon
57
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$47.7M 0.29%
3,631,517
-363,145
-9% -$5.06M
BLK icon
58
Blackrock
BLK
$177B
$47M 0.28%
61,507
+1,294
+2% +$1.01M
MDLZ icon
59
Mondelez International
MDLZ
$80.1B
$46.8M 0.28%
744,703
-14,865
-2% -$968K
REGN icon
60
Regeneron Pharmaceuticals
REGN
$80.5B
$46.6M 0.28%
66,791
-10,846
-14% -$6.86M
EMR icon
61
Emerson Electric
EMR
$88.5B
$46.6M 0.28%
475,002
+15,204
+3% +$1.44M
AEP icon
62
American Electric Power
AEP
$68.3B
$45.2M 0.27%
453,065
+61,067
+16% +$5.58M
LLY icon
63
Eli Lilly
LLY
$1.05T
$44M 0.26%
153,564
-8,293
-5% -$2.13M
LOW icon
64
Lowe's Companies
LOW
$125B
$43.8M 0.26%
216,868
-32,382
-13% -$7.45M
SBUX icon
65
Starbucks
SBUX
$121B
$43.6M 0.26%
478,995
-88,582
-16% -$8.36M
BMY icon
66
Bristol-Myers Squibb
BMY
$131B
$42.4M 0.25%
579,936
+31,269
+6% +$2.1M
APD icon
67
Air Products & Chemicals
APD
$67.1B
$40.7M 0.24%
162,755
+13,332
+9% +$3.43M
SCHW
68
Charles Schwab
SCHW
$187B
$40.2M 0.24%
476,619
-16,616
-3% -$1.46M
HD icon
69
Home Depot
HD
$353B
$40M 0.24%
133,761
+8,906
+7% +$3.09M
ARE icon
70
Alexandria Real Estate Equities
ARE
$8.57B
$39.8M 0.24%
197,739
-23,723
-11% -$4.63M
NAD icon
71
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$39.2M 0.24%
2,935,485
-352,338
-11% -$5.06M
NOW icon
72
ServiceNow
NOW
$128B
$39.2M 0.24%
351,695
-21,620
-6% -$2.42M
XOM icon
73
ExxonMobil
XOM
$633B
$39M 0.23%
471,876
-18,336
-4% -$1.43M
NEE icon
74
NextEra Energy
NEE
$177B
$38.9M 0.23%
459,796
+75,248
+20% +$6.03M
PXD
75
DELISTED
Pioneer Natural Resource Co.
PXD
$38.9M 0.23%
155,546
-21
-0% -$4.75K
1 2
3
4 5

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2022 Portfolio in Review

As of Q1 2022, Guggenheim Capital held 2,234 positions worth $16.6B, down 13% from $19.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital withdrew a net $1.56B in Q1 2022, closing 118 positions and reducing 882 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $250M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Gores Holdings IX, Inc. Class A Common Stock worth $58.7M.

  • Guggenheim Capital's largest Q1 2022 buy was Gores Holdings IX, Inc. Class A Common Stock: 5,998,500 shares worth $58.7M.
  • Guggenheim Capital added most to iShares Preferred and Income Securities ETF in Q1 2022, an estimated $14.2M increase.
  • Guggenheim Capital's biggest Q1 2022 reduction was Apple, cutting an estimated $129M.
  • Guggenheim Capital fully exited iShares Core US Aggregate Bond ETF in Q1 2022, selling an estimated $250M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $16.6B portfolio in Q1 2022.
  • Guggenheim Capital opened 132 new positions and closed 118 in Q1 2022.
  • Guggenheim Capital's portfolio value fell 13% quarter-over-quarter to $16.6B.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.