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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
51
3M
MMM
$94.3B
$57.9M 0.3%
389,755
+7,817
+2% +$1.16M
HON icon
52
Honeywell
HON
$78.7B
$57.7M 0.3%
293,526
+41,056
+16% +$8.29M
USB icon
53
US Bancorp
USB
$100B
$57.2M 0.3%
1,017,998
+790,892
+348% +$46.8M
MCD icon
54
McDonald's
MCD
$194B
$57.2M 0.3%
213,231
-511
-0.2% -$129K
INTU icon
55
Intuit
INTU
$88.9B
$56.2M 0.29%
87,427
+15,146
+21% +$9.35M
BLK icon
56
Blackrock
BLK
$175B
$55.1M 0.29%
60,213
+5,699
+10% +$5.2M
IBM icon
57
IBM
IBM
$224B
$54.3M 0.28%
406,530
+8,654
+2% +$1.09M
VZ icon
58
Verizon
VZ
$191B
$54.3M 0.28%
1,045,749
+116,838
+13% +$6.1M
SPY icon
59
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$54.1M 0.28%
114,000
-82,300
-42% -$37.8M
SPY icon
60
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$54.1M 0.28%
114,000
+1,100
+1% +$505K
NAD icon
61
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$53M 0.28%
3,287,823
+4,408
+0.1% +$69K
CRM icon
62
Salesforce
CRM
$158B
$53M 0.28%
208,381
-19,093
-8% -$5.36M
CME icon
63
CME Group
CME
$94.9B
$52.4M 0.27%
229,164
+182,452
+391% +$40.1M
HD icon
64
Home Depot
HD
$351B
$51.8M 0.27%
124,855
-7,518
-6% -$2.86M
MDLZ icon
65
Mondelez International
MDLZ
$79.8B
$50.4M 0.26%
759,568
+69,525
+10% +$4.29M
LMT icon
66
Lockheed Martin
LMT
$134B
$49.5M 0.26%
139,172
-5,081
-4% -$1.76M
ARE icon
67
Alexandria Real Estate Equities
ARE
$8.71B
$49.4M 0.26%
221,462
+11,288
+5% +$2.34M
SRLN icon
68
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$49.1M 0.26%
1,075,052
+263,345
+32% +$12M
REGN icon
69
Regeneron Pharmaceuticals
REGN
$78.6B
$49M 0.26%
77,637
+7,166
+10% +$4.41M
NOW icon
70
ServiceNow
NOW
$121B
$48.5M 0.25%
373,315
-8,250
-2% -$1.08M
TMUS icon
71
T-Mobile US
TMUS
$185B
$47.5M 0.25%
409,606
+66,090
+19% +$7.78M
SHW icon
72
Sherwin-Williams
SHW
$89B
$47.5M 0.25%
134,756
+4,753
+4% +$1.54M
MU icon
73
Micron Technology
MU
$1.03T
$47.1M 0.25%
505,541
+18,485
+4% +$1.44M
VRTX icon
74
Vertex Pharmaceuticals
VRTX
$123B
$46.5M 0.24%
211,672
+4,577
+2% +$890K
GDX icon
75
VanEck Gold Miners ETF
GDX
$25.5B
$46M 0.24%
1,435,640
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1 2
3
4 5

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.